GHAMS - 200.295.747/01: Difference between revisions

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The Court first assessed the admissibility of the incidental appeals under national law.  
The Court first assessed the admissibility of the incidental appeals under national law.  


Then, it assessed each request. Its assessment can be summarized as followed.  
Then, it assessed each request. Its assessment can be summarized as followed.


* For the access to the <u>driver's profile</u> i.e. a note that Uber employees use to transfer customer service requests from drivers to other Uber employees, the Court refers to the CJEU ''Nowak'' case and considers that it contains a representation of the driver's specific request. The driver's profile constituted personal data and therefore falled within the scope of [[Article 15 GDPR|Article 15(1)]].  
For the access to the <u>driver's profile</u> i.e. a note that Uber employees use to transfer customer service requests from drivers to other Uber employees, the Court refers to the CJEU ''Nowak'' case and considers that it contains a representation of the driver's specific request. The driver's profile constituted personal data and therefore falled within the scope of [[Article 15 GDPR|Article 15(1)]].  
* Concerning access to the <u>tags</u>, the Court stated that it contained information about the relevant driver and therefore also falled within the scope of [[Article 15 GDPR|Article 15(1)]]. 
* Regarding the <u>reports per journey</u> and the <u>individual ratings</u>, 


The court annulled the contested decision insofar as it rejected the request of [appellant sub 1] et al. concerning:
Concerning access to the <u>tags</u>, the Court stated that it contained information about the relevant driver and therefore also falled within the scope of [[Article 15 GDPR|Article 15(1)]].  


a) the initial request by [appellant sub 1] c.s., based on [[Article 15 GDPR#1|Article 15(1) GDPR]], for access to the personal data concerning them (i) as described in production 2 to the notice of appeal and belonging to category 12 of the Guidance Notes, entitled 'Driver detailed device data', (ii) as included in the Driver's profile and (iii) as included in the 'tags';
Regarding the <u>reports per journey</u> and the <u>individual ratings</u>, they are both based on feedback by passengers about the relevant driver. Uber had already provided excel documents with anonymized passenger feedback about drivers, taking into account the right of the passengers to not be traced back from their rating or comments. A driver considered that these feedbacks could have major consequences and that it was therefore importent to know who made the statement. The Court however rejected that request, considering that the drivers did not have a sufficient interest to access to all reports without restrictions. 


(b) [appellant sub 3]'s initial request, based on [[Article 15 GDPR#1|Article 15(1) GDPR]], for access to personal data concerning him in the category 'upfront pricing';
For the <u>information about recipients</u>, the Court referred to the CJEU ''Österreichische Post'' case in which the CJEU ruled that the information provided to the data subject under the right of access under [[Article 15 GDPR|Article 15(1)(c)]] should be as accurate as possible. 


(c) the initial request from [appellant sub 1] c.s., based on Article 15(1)(a), (b) and (c) of the AVG, for access to information on the recipients or categories of recipients to whom personal data of [appellant sub 1] c.s. were disclosed for 'legal reasons or in the event of a dispute', as well as the processing purposes and categories of personal data concerned
Concerning information about <u>automated decision making</u>, the Court firstly analysed the scope of [[Article 15 GDPR|Article 15(1)(h)]] and noted that the Dutch version of that article is not entirely clear. After comparing it with other language versions, it considered that the right of access contained in [[Article 15 GDPR|Article 15(1)(h)]] only relates to the form of automated decision making referred to in [[Article 22 GDPR|Article 22(1) to (4)]]. This implied that under [[Article 15 GDPR|Article 15(1)(h)]], there is a right to information insofar as the controller subjects the data subject to a decision based solely on automated processing, including profiling, which produces legal effects or significantly affects them. In this cases, 5 categories of automated decision making were distinguished and assessed : 


(d) the initial request by [appellant sub 1] et al. for information based on Article 15(1)(h) of the AVG concerning the existence of automated decision-making within the meaning of that provision in so far as that request relates to the 'batched matching system', the 'upfront pricing system' whether or not in combination with the system of dynamic rates used by Uber as well as the determination of (average) ratings;
* The <u>batched matching system</u> (automated system which links drivers to passengers) determines theamount of work of the drivers and therefore their income.  
* The <u>upfront pricing system</u> (automated system that calculates the price for a ride in advance based on various factors) has financial consequences and determines the income of the drivers. 
* The <u>average rating</u> of drivers can form grounds to deactivate drivers and therefore have significant effects on them. 
* Concerning the <u>cancellation costs</u> and <u>deactivation of driver's account</u>, the Court considered that the drivers failed to explain their arguments. 


Uber was ordered, within two months of service of this order, to grant the requests referred to above under (a) to (c) as well as the request referred to above under (d) in the manner described in paragraph 3.41, subject to a penalty payment in the amount of €4,000.00 for each day or part thereof that Uber fails to comply with this order;
For the <u>batched matching system, upfront pricing system and average rating,</u> the Court considered that these decisions are made solely on automated processing. It considered that Uber could not rely on an exception in that regard. Uber therefore wrongly rejected the requests for information regarding these three types of automated decisions. It should have privided the data subject with general information and in particular information on factors that influence the decision-making process. 
 
Concerning the right to portability referred to in [[Article 20 GDPR|Article 20]], the Court concluded that the requests based on [[Article 20 GDPR|Article 20]] concerned data that were not eligible for allocation and rejected that request.
 
The Court decided to order Uber, within two months, to grant the requests to access information under [[Article 15 GDPR|Article 15(1)]], including driver's profiles, information about upfront pricing, barched matching system and average ratings. This order is subject to a penalty payment of €4,000 for each day Uber fails to comply.


== Comment ==
== Comment ==

Revision as of 16:03, 11 April 2023

GHAMS - 200.295.747/01
Courts logo1.png
Court: GHAMS (Netherlands)
Jurisdiction: Netherlands
Relevant Law: Article 15(1)(h) GDPR
Decided: 04.04.2023
Published: 04.04.2023
Parties:
National Case Number/Name: 200.295.747/01
European Case Law Identifier: ECLI:NL:GHAMS:2023:796
Appeal from:
Appeal to: Unknown
Original Language(s): Dutch
Original Source: Rechtspraak.nl (in Dutch)
Initial Contributor: Anton Ekker

The Dutch Court of Appeal orders Uber to provide access to personal data to drivers and information about logic of automated decision-making.

English Summary

Facts

This decision is the result of an appeal (and incidental appeals) filed against a decision from the District Court of Amsterdam (available on GDPRhub). The District Court orderred Uber to provide to its drivers information regarding the rating by passengers but rejected several other requests for information under Article 15.

The different drivers had different requests in appeal. The requests concerned information about device data, driver's profile, tags (labels in the custumer service system), reports per journey, individual ratings per passenger, upfront pricing and batched matching system. Under Article 15, they also requested information about the recipients, the processing purposes, categories of personal data and existence of automated decision-making referred to in Article 22. Some drivers also requested portability within the meaning of Article 20.

Uber argued among other things that the qualification as personal data depended on whether the information in question was or not intended for internal consultation and deliberation.

Holding

The Court first assessed the admissibility of the incidental appeals under national law.

Then, it assessed each request. Its assessment can be summarized as followed.

For the access to the driver's profile i.e. a note that Uber employees use to transfer customer service requests from drivers to other Uber employees, the Court refers to the CJEU Nowak case and considers that it contains a representation of the driver's specific request. The driver's profile constituted personal data and therefore falled within the scope of Article 15(1).

Concerning access to the tags, the Court stated that it contained information about the relevant driver and therefore also falled within the scope of Article 15(1).

Regarding the reports per journey and the individual ratings, they are both based on feedback by passengers about the relevant driver. Uber had already provided excel documents with anonymized passenger feedback about drivers, taking into account the right of the passengers to not be traced back from their rating or comments. A driver considered that these feedbacks could have major consequences and that it was therefore importent to know who made the statement. The Court however rejected that request, considering that the drivers did not have a sufficient interest to access to all reports without restrictions.

For the information about recipients, the Court referred to the CJEU Österreichische Post case in which the CJEU ruled that the information provided to the data subject under the right of access under Article 15(1)(c) should be as accurate as possible.

Concerning information about automated decision making, the Court firstly analysed the scope of Article 15(1)(h) and noted that the Dutch version of that article is not entirely clear. After comparing it with other language versions, it considered that the right of access contained in Article 15(1)(h) only relates to the form of automated decision making referred to in Article 22(1) to (4). This implied that under Article 15(1)(h), there is a right to information insofar as the controller subjects the data subject to a decision based solely on automated processing, including profiling, which produces legal effects or significantly affects them. In this cases, 5 categories of automated decision making were distinguished and assessed :

  • The batched matching system (automated system which links drivers to passengers) determines theamount of work of the drivers and therefore their income.
  • The upfront pricing system (automated system that calculates the price for a ride in advance based on various factors) has financial consequences and determines the income of the drivers.
  • The average rating of drivers can form grounds to deactivate drivers and therefore have significant effects on them.
  • Concerning the cancellation costs and deactivation of driver's account, the Court considered that the drivers failed to explain their arguments.

For the batched matching system, upfront pricing system and average rating, the Court considered that these decisions are made solely on automated processing. It considered that Uber could not rely on an exception in that regard. Uber therefore wrongly rejected the requests for information regarding these three types of automated decisions. It should have privided the data subject with general information and in particular information on factors that influence the decision-making process.

Concerning the right to portability referred to in Article 20, the Court concluded that the requests based on Article 20 concerned data that were not eligible for allocation and rejected that request.

The Court decided to order Uber, within two months, to grant the requests to access information under Article 15(1), including driver's profiles, information about upfront pricing, barched matching system and average ratings. This order is subject to a penalty payment of €4,000 for each day Uber fails to comply.

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English Machine Translation of the Decision

The decision below is a machine translation of the Dutch original. Please refer to the Dutch original for more details.