APD/GBA (Belgium) - 39/2020
APD/GBA - DOS-2018-05780 | |
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Authority: | APD/GBA (Belgium) |
Jurisdiction: | Belgium |
Relevant Law: | Article 5(1)(f) GDPR Article 12 GDPR Article 14 GDPR |
Type: | Complaint |
Outcome: | Upheld |
Started: | |
Decided: | 28.07.2020 |
Published: | 28.07.2020 |
Fine: | 3000 EUR |
Parties: | n/a |
National Case Number/Name: | DOS-2018-05780 |
European Case Law Identifier: | n/a |
Appeal: | Unknown |
Original Language(s): | Dutch |
Original Source: | Belgian DPA (in NL) |
Initial Contributor: | n/a |
The Belgian DPA imposed a fine of 3000 euros on a local political association that has sent out election advertisements to the residents of the municipality for the local elections without legal basis and without providing information to the individuals.
English Summary
Facts
A local political association has sent out election advertisements to the residents of the municipality for the local elections in 2018. For this purpose, the association used the electoral roll from 2012 and compared it with that of 2018.
Dispute
Holding
The litigation chamber of the BE DPA concluded that the processing took place without legal basis (Article 6.1.f not applicable), without privacy policy and without information to the individuals whose data were collected indirectly.
Comment
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English Machine Translation of the Decision
The decision below is a machine translation of the Dutch original. Please refer to the Dutch original for more details.
1/23 Dispute room Decision on the substance 39/2020 of 28 July 2020 File number : DOS-2018-05780 Subject: Complaint about the processing of voters' personal data during the vote municipal elections The Litigation Chamber of the Data Protection Authority, composed of Mr Hielke Hijmans, Chairman, and Mr Jelle Stassijns and Mr Frank De Smet, Members; Having regard to Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of individuals with regard to the processing of personal data and on the free movement of such data and repealing directive 95/46/EC (general data protection regulation), hereinafter AVG; Having regard to the law of 3 December 2017 establishing the Data Protection Authority, hereinafter referred to as WOG; Having regard to the Internal Rules of Procedure approved by the Court of Auditors of Members of Parliament on 20 December 2018 and published in the Moniteur belge on 15 January 2019; Having regard to the documents in the file; . . . Decision on the substance 39/2020- 2/23 ... has taken the following decision on: X , hereinafter referred to as "the complainant Y , hereinafter referred to as 'the defendant': 1. Scope of the proceedings 1. In addition to the assessment by the Dispute Chamber of the facts to which the complaint relates, the This decision also covers the Inspectorate's findings outside the scope of the present decision. deal with the complaint. After all, all the findings appear to be a strong, if not to be inextricably linked to the complaint, and for the Dispute Chamber it is It is therefore necessary to deal with all these findings at the same time. 2. Facts and procedure Complaint 2. On 12 October 2018, the complainant shall lodge a complaint with the Data Protection Authority. 3. The complaint may be summarised as follows. In the run-up to the Municipal election of 14 October 2018, the complainant receives a letter to her postal address with election propaganda. The letter is addressed directly to of the party for which the defendant acts as list leader (hereinafter: the local party). The responsible publisher mentioned on the envelope concerns the defendant. Who At the time the letter was sent, the defendant was also mayor of the municipality where the complainant has her main residence and where the complainant should share take part in the aforementioned municipal council elections. The complaint is initially directed against the local party. 4. In the aforementioned letter, the complainant is referred to as a "potential new resident". The The complainant states in her complaint that the letter was "specifically addressed" to her. According to the the complainant was able to register the local party on the basis of the electoral roll for the municipal council elections in 2018 it is impossible to know that the complainant is a new resident of the municipality. 5. The complaint also contains a number of pieces of evidence, including the letter which is the subject of the complaint, as well as a number of screenshots of the social networking site Facebook. On the Screenshots can be read that a person is writing the following: "[...] anyone who gets a list of voters (every candidate) and who has a little bit of excel can work can filter it out, but of course you have to make a little effort […]” The Inspectorate's subsequent investigation revealed that the person (hereinafter: person Z) was assigned to who owns the user profile on Facebook ranks fifth on the list of candidates from the local party. Procedure 6. On 17 October 2018, the complaint will be declared admissible by the First Line Service. Decision on the merits 39/2020- 3/23 ... 7. At its hearing on 14 November 2018, the Dispute Chamber decided to request an investigation. to the Inspectorate in accordance with art. 96, §1 j° 94, 1° WOG. 8. On 13 February 2019, the Inspection Service will address the respondent in his capacity as Mayor of the municipality concerned. The Inspectorate asks the defendant to transmit the following information: an extract from the electoral roll showing the October communication by the local party can be based; the possible "additional list" of personal data relating to the personal data of citizens of the municipality in which the local party is represented for the municipal elections; the name and contact details of the Data Protection Officer of the municipality; an explanation of the working method that makes it possible for the citizens of the municipality to select as a new voter. The Inspectorate hereby refers to the reaction of a candidate on the local party's list on Facebook. 9. On 14 March 2019, the Inspectorate will receive a reply from the defendant if mayor, as well as the managing director of the administration of the municipality. The letter includes, among other things, an extract from the electoral roll for the Municipal elections in 2018. According to the letter, "may" the communication of the local party are based on this. Evidence shall also be added to show that, in the period between 1 August 2018 and 14 October 2018 no other personal data were consulted from the population application or the national register. The data of the Municipal Data Protection Officer will also be made available. transferred. 10. On 9 April 2019, the defendant 'in [his] capacity as a framer for the past municipal elections" an e-mail message to the Inspectorate. In that message, the defendant stated that "correspondence had indeed been sent to the new inhabitants" of the municipality concerned. The defendant clarifies that the "concrete addresses of the new residents were extracted from the 2018 electoral rolls". 11. In the same e-mail, the defendant also states: "The identity of the new residents was, moreover, a matter for the existing residents. mandataries of our party, all working in a small national office. municipality, adequate and almost fully known". 12. In a registered letter of 7 May 2019 addressed to the defendant, the Inspectorate the question of which mandataries have the status of new resident on the have added voter lists to create a 'new list of inhabitants'. The The Inspectorate will ask for confirmation from the persons concerned. In addition, the Inspectorate shall ask which person in the defendant's party was responsible for the printed matter and the address list, as well as additional explanations on how to the party the personal data of the data subjects in this regard in accordance with the principles of the AVG. Decision on the merits 39/2020- 4/23 ... 13. On 4 June 2019, the Inspectorate issued a reminder by registered letter of the questions raised by an month earlier. The inspectorate points out - as it did in its previous letters - that the duty of cooperation for those responsible for processing in accordance with Article 31 of the AVG and the obligation under national law in Article 66 §2 of the WOG. 14. On 17 June 2019, the defendant will send an e-mail to the Inspectorate in response to the letters from the Inspectorate. The defendant points out that the personal data, which were used to send the letter to new residents, were merely taken from the 2018 electoral roll. The defendant points out that several candidates on his party's list removed the voters from the electoral roll so that only the new voters remained on the list. According to the defendant, this was done on the basis of "ready knowledge". In this sense, it can be noted that the Inspectorate established that the municipality has more than 10,000 inhabitants. The defendant clarifies that the aforementioned ready knowledge could be harnessed by the fact that "many of the candidates have been active for 18 to 30 years. in politics, and certainly in civil society'. 15. Furthermore, the defendant writes: "At the end of the 'deletion exercise', I have the 2018 electoral roll in addition to that of 2012 to try to avoid major errors or certain ambiguities. It is an established fact that the 'summary' juxtaposition of these 2 lists is not for it. ensured that the list of new residents was fully correct, given afterwards a few 'mistakes' were also passed on by our candidates: some new residents had apparently not received the letter'. 16. The defendant refers to Article 17(3)(2) of the Electoral Code of 12 April 1894. for the use of the electoral rolls, that is what it says: "The copies or copies of the electoral roll issued with application of §§ 1 and 2 may only be made for electoral purposes used, including outside the period between the date of issue of the list and the date of the election falls'. 17. The defendant points out that the processing of all personal data was carried out solely for electoral purposes and states that "personal data from the 2012 electoral roll were not used or abused'. 18. Furthermore, the defendant points out that the local party is a de facto association where no specific responsible person was identified for the sending of the letter. The The defendant indicates that, for the purposes of sending the letter, he is required to comply with the legal requirements applicable to him. take responsibility for the local party. 19. On 31 July 2019, the Inspectorate will submit its report to the Dispute Settlement Chamber. in accordance with Article 91 §2 of the WOG. 20. In addition to the factual findings with regard to the complaint, the Inspectorate also establishes established that the local party does not provide any public information in relation to the personal data protection. The Inspectorate also notes that the letter to the new residents "has not made any reference to the rights of the person concerned Decision on the substance 39/2020- 5/23 ... complainant". The Inspectorate concludes that there are 'no sufficiently serious indications nor evidence to support the merits [of the complaint]'. 21. On 25 September 2019, the Disputes Chamber decides that the file is ready for treatment on the merits in accordance with Article 98 ff. of the WOG. 22. On 28 October 2019, the Disputes Chamber will receive a reply from the complainant. 23. The complainant refers to the Inspectorate's report and mentions the defence that the list of new residents on the basis of readily available knowledge has been identified as 'seized by the hair'. The the complainant points out that she is not active in any social association in the municipality and that there are are not available (public) parameters that could identify it as a new inhabitant. 24. The complainant also commented: "In the email of 17 June [2019], [the defendant] admits that he has 'even' the list of 2012 compared to 2018. As far as I know, that list is not permitted to be used after the elections. Not even 'for a while' either. The complainant refers to the website of the Data Protection Authority where explained that the principle of purpose limitation means that an electoral roll can only be used for the election in the context of which the list was originally drawn up provided.1 25. Furthermore, the complainant points out that one of the persons (person Z) who provides a hello and submitted a signed declaration stating that he cooperated with the compile the 'new list of residents', which is the same person whose response to Facebook had transmitted by means of a screenshot in its complaint to the Data protection authority. In its conclusion, the complainant again quotes a screenshot of Facebook, where the aforementioned person Z states, in the wording of the complainant, 'that it is child's play by Just 'just' filter it out of the electoral list if you could work with excel and foremost what makes an effort." The complainant concludes: 'that [person Z] actually admitted in this way to the 2 have lists side by side and with the right excel functionality / formula with each other compared, he did not seem to realise at the time'. 26. On 28 November 2019, the defendant lodged his claims. In it, the defendant that the personal data from the 2012 electoral roll were "not used" by the establishment of the new list of inhabitants in 2018: "Only the 2018 electoral roll and the 'deleted' list of possible [new inhabitants] were drawn up by the candidates themselves on the basis of their ready knowledge used as grounds for sending the letters'. 27. And so on: 1 With reference to: Data Protection Authority, AVG Elections Note, May 2018, available via: https://www.gegevensbeschermingsautoriteit.be/sites/privacycommission/files/documents/Nota_verkiezingen_AVG.pdf, 9. Decision on the substance 39/2020- 6/23 ... "However, the defendant does have to make ('self annoying mistakes') major errors and To avoid ambiguities, the lists have been juxtaposed for monitoring purposes. This he admits (...) This does not mean, therefore, that the information from the old electoral roll of 2012 was used for the 2018 elections and propaganda for the 2018 elections". 28. The defendant underlines that the letters were only sent to people who possibly be a new resident of the municipality. In that regard, the defendant points out that the ready knowledge with regard to the new inhabitants of the municipality is "very large". This is explained in the defendant's conclusion as follows: "Indeed, the defendant has been a [doctor] in the municipality for 41 years and has been in the municipality for 30 years. political action. The defendant, on the basis of his ready knowledge and with the help of from Google Streetview (he knows more or less who lives in which house) a deletion from the 2018 electoral roll'. 29. With regard to the written statements made by the aforementioned person Z on Facebook, the Defendant in the main proceedings: "The electoral roll in the EXCEL file had already been considerably shortened by its deletion. This had given [person Z] the impression, which led to this misunderstanding in the Facebook discussion, that an EXCEL operation had already taken place on the electoral list. This is not correct, it was a 'manual' deletion, the result of which was recorded in an EXCEL file. There was no use made of all kinds of algorithms in EXCEL. This is because the defendant can only use a few apply simple calculations via EXCEL, let alone complex operations carry out." 30. With regard to the lack of information relating to protection of personal data, the defendant contends in its conclusion that in the meantime and that before that, 'the batch was very easily traceable'. And Furthermore, 'if there were complaints, one could easily reach the party at for example, the town hall." 31. With regard to the obligation on the defendant to provide information in relation to retrieves data subjects where the personal data are not obtained from the data subject the defendant that his identity and contact details were always clear to the person concerned. The defendant argues that the complainant could always object to the processing but has never done so. The defendant decides: "This does not, of course, prevent the defendant from disclosing information relating to the the persons concerned (right to object), in order to preserve their dignity and ensure transparency. Defendant takes this as a lesson for the future that data subjects should always be made aware of their rights'. 32. The defendant also indicated that he wished to be heard. For this reason, the A hearing of the Dispute Chamber on 8 May 2020. The defendant leaves it up to the Disputes Chamber know that he will not be present or represented at the hearing. The complainant is present at the hearing. The complainant stresses that it has no link whatsoever with the the defendant or his party. The complainant also contends that the defendant has failed to comply with his Decision on the substance 39/2020- 7/23 ... ...to deliver its conclusion to the complainant, as required in advance by the Dispute Chamber. The complainant confirms that she feels sufficiently heard by the Disputes Chamber. 33. In order to give the defendant the opportunity to defend himself/herself on the matter brought by the Dispute Chamber planned amount of the administrative fine, decided the Dispute resolution chamber relevant infringements in its standard form ' reaction form against the proposed fine'. This 'fine form' was sent by e-mail to the Communicated to the defendant on 16 June 2020, indicating that the defendant was able to respond on the special circumstances of the case and the intended level of the fine (in the present case, EUR 5 000). 34. In its reply, the defendant argues that no account was taken of the fact that the Inspectorate has made a different assessment of the facts from that made by the Litigation Chamber, 'the alleged duration of the infringement is therefore not a valid argument'. The defendant argues that the proceedings before the Chamber of Disputes are in themselves deterrent was sufficient and that the proposed level of the fine is 'exorbitant'. Furthermore, the the defendant that the reasoning that in similar cases the same fine was always the same imposed, points to a lack of concrete assessment on the part of the Chamber of Disputes. 35. Finally, the defendant also draws up the declaration form setting out the financial expenditure incurred by the local party on showing that the party's total was less than EUR 20 000 issued "over a full legislature. The defendant states that it is not issued "at any time". takes account, in some way, of the local party's real ability to pay". Decision on the substance 39/2020- 8/23 ... 3. Justification 3.1. The controller (Article 4, point 7) AVG) 36. The Conciliation Chamber finds, first of all, that the letter which is the subject of the complaint in this case file, does not mention a specific signatory or responsible publisher. The The defendant states that the letter which is the subject of the complaint in the present case is the address of the defendant. As against the Inspectorate, the defendant declares that there is "no specific person responsible" for the letter, but that the defendant as the head of the list takes responsibility for the complaint, given that there is no The person responsible was appointed. 37. In addition, the defendant states that the 'deletion' for the purposes of the new list of residents obtained by several of the candidates of the local party. However, it was only the defendant who submitted the new list of residents on the basis of the 2018 electoral roll in addition to submitted the 2012 electoral roll, according to his own statements. 38. On the basis of the factual elements of the case and the defendant's statements, the Chamber of Disputes finds that it is the defendant who is responsible for processing within the meaning of Article 4(7) of the IPPC, for the processing operations which are the subject of this complaint. 39. This qualification is also important in view of the fact that the defendant is a physical person in his response. refers to the local party's declaration of election expenditure. The defendant in However, this case concerns the head of the list as a physical person, in view of the local party is a de facto association. The defendant himself states that, for the purposes of the processing operations in takes responsibility for this case as the head of the list.2 3.2. The principles governing the processing of personal data and the lawfulness of processing (Articles 5 and 6 of the AVG) a) Processing of personal data from old electoral rolls 40. In his statements to the Inspectorate, the defendant refers to the Electoral Code of 12 April 1894, but that reference is erroneous. For the legal provisions on the use of voters' lists for local elections, it is Local and Provincial Electoral Decree of 8 July 2011 (hereinafter: Local Electoral Decree) applicable. 3 41. Article 3 of the Local Electoral Decree states that the decree applies to the organisation of the municipal council in all the municipalities of the Flemish Region. The situation where the defendant and his local party stand for election as candidates to the municipal elections in 2018 for a Flemish municipality, and in that period sending out electoral propaganda - including the contested letter - falls within the ambit of the scope of application of the aforementioned Decree. 2 Piece 17. 3 Decree organising local and provincial elections and amending the Municipal Decree of 15 July 2005, the provincial decree of 9 December 2005 and the decree of 19 December 2008 concerning the organisation of the public social welfare centres, B.S. 25 August 2011. Decision on the merits 39/2020- 9/23 ... 42. Article 20(3) of the Local Electoral Decree states: "§3. The Municipal Executive may not submit lists of voters to the Provincial Executive. to persons other than those who, in accordance with paragraph 1 or paragraph 2, first paragraph, have requested the list. The persons who have applied for a have an electoral roll available, that list may be used only for electoral purposes use and only in the period between the date of the making the list available and the date of the election". 43. The electoral lists made available in the context of a given election shall be drawn up in accordance with the procedure laid down in Article 3. election should therefore only be used until the date of that election. The purpose limitation of the electoral roll is thus not limited to its use in the within the framework of elections ('electoral purposes'), but also cumulatively until the election for which the voters' list was created. Applied to the facts of the case, this means that a 2012 electoral roll may not be used for the purposes of the Municipal elections in 2018. 44. The defendant claims that he juxtaposed the electoral rolls for 2012 and 2018, and continues that the information from the 2012 electoral roll was not "used or misused by the establishment of the 'new' list of 'possible' new residents'. The Dispute Chamber points out that merely storing and consulting the personal data included in the 2012 electoral roll, including processing of constitutes personal data within the meaning of the AVG, in accordance with Article 4(2) AVG. 45. The processing did not merely constitute a breach of this principle with regard to the processing of personal data for those data subjects whose personal data are entered on the electoral roll of 2012, but also for those concerned - such as the complainant - who did not appear on the electoral list of 2012 were mentioned. Determining the absence of the personal data of data subjects on an old electoral roll, by consulting that list old electoral roll, to modify and structure personal data of the same persons concerned to be included on a new list of residents in 2018, should be considered to be a diversion from the purpose of the old electoral roll in accordance with Article 5(1), point (b) AVG. 46. The Chamber of Disputes finds that the storage and consultation of the electoral roll from 2012 by the defendant infringes the principle of purpose limitation in accordance with Article 5(1)(b) AVG. 47. In addition, it may be established that the processing of personal data of the 2012 electoral roll with disregard for the purpose limitation, ipso facto an unlawful processing within the meaning of Article 6(1) of the AVG. In this respect, the Disputes Chamber deems the unlawfulness sufficiently clear, in view of the Local Kiesdecreet's use - i.e. also consultation and comparison - of voters' lists for another party election than that for which they have been made available. That is why it does not raise the issue of Article 6(4) of the AVG in the light of the legal provision in Article 20 of the Local Electoral Decree no assessment can be made with other interests of the defendant, in the same way as the legal provision does not allow an account to be taken be kept with other circumstances in order to allow the personal data to be kept process. Decision on the merits 39/2020- 10/23 ... 48. Even if disregarding the legal provisions relating to electoral rolls is in itself sufficiently clear to establish the unlawfulness, the Chamber of Disputes shall designate the completeness also on the reasoning in section b) below, where the Dispute Settlement Chamber justifies the creation of a 'new list of residents' with the personal data on an electoral roll is not lawful in this case, even if it occurs during the period within which the electoral rolls may be consulted and used. A fortiori, the following applies justification for the processing of personal data on an old electoral roll from 2012, whereby, by analogy, unlawfulness may be established for the purpose of making a 'new list of inhabitants'. b) Drawing up a list of new residents with the personal data on an electoral roll 49. In accordance with Article 16 of the Local and Provincial Electoral Decree, the voters' list mentions the first name(s) and surname, date of birth, sex, and main residence and, in certain cases, the nationality of the voters. Candidates at elections may use the personal data contained in those electoral rolls for the purposes of conducting elections of political prospection in the run-up to elections on the basis of the applicable electoral legislation, which makes such processing somewhat foreseeable for the person concerned.4 50. The defendant and some other candidates of the local party for which the defendant is a front-runner, indicate that they are submitting personal data on the basis of their "ready knowledge". have amended the electoral roll for the 2018 municipal elections in this way and structured in such a way that they retained a list of (potential) new residents of the municipality. The list was subsequently used by the defendant and his local party to send letters to those (potential) new residents. 51. The defendant does not refer to any particular basis for the lawfulness of the processing described above, and in particular one of the conditions laid down in Article 6(1), - processing as described above, and in particular one of the conditions laid down in Article 6(1). 1 AVG. It should be stressed that the use of electoral rolls by eligible voters should be avoided. candidates concerns a possibility regulated by law - the processing is with in other words, no legal obligation on the candidate for an election, in this case for a municipal election, within the meaning of Article 6(1)(c) AVG. 52. Moreover, the defendant may not rely on any other means of processing. legal basis in Article 6(1)(a) to (e) AVG. 5 Nowhere cited - let alone demonstrated - that the complainant would have her consent given in accordance with Article 6(1)(a) of the ASF and the absence of consent also applies to the other parties involved. In addition, there is no agreement between the data subjects and the defendant and his local party making the processing necessary (Article 6(1)(b) of the AVG), nor is the processing necessary to protect vital interests of the persons concerned or another natural person (Article 6(1)(b)) (Article 6(1)(c)). (d) AVG). There can also be no question of the performance of a task in the general interest. or a task carried out in the exercise of official authority by the aforementioned authorities 4 See in this respect also Legal Notice on Data Protection Authority, Processing of Personal Data for electoral purposes: basic principles to respect citizens' privacy when sending personalised election propaganda, May 2018, available via: https://www.gegevensbeschermingsautoriteit.be/verkiezingen, 2. 5 See also : Ibid., 3-5/ Decision on the substance 39/2020- 11/23 ... provision, given that there are only individual interests or interests limited to the local party in the context of the 2018 municipal elections (Article 6(1)(e) AVG). 53. The Chamber of Disputes finds that the processing of personal data from electoral rolls, and in this case the modification, structuring and further use of those personal data, may be carried out only where such processing is necessary for the purposes of promoting the legitimate interests of the defendant within the meaning of Article 6(1)(f) AVG. 54. The Litigation Chamber understands that the defendant has an interest in having the personal data on the electoral roll of a municipality in such a way that it changes, structuring and further use of the electoral roll provides a list of new residents who are members of the electoral public for the 2018 municipal elections in the municipality where the defendant stands as a candidate. 55. Article 6(1)(f) AVG provides that the legal basis may be used in so far as "processing is necessary in order to safeguard the legitimate interests of the controller or of a third party, except where the interests or the fundamental rights and freedoms of the data subject who seek to protect personal data outweigh those interests, in particular when the person concerned is a child'. 56. The case-law of the Court of Justice of the European Union requires that reliance be placed on Article 6(1)(f) of the AVG must meet three cumulative conditions, "namely, first, the representation of a legitimate interest of the parties concerned in the controller or of the third party or parties to whom the data are disclosed, in Secondly, the need for the processing of personal data for the purposes of the defence of the legitimate interest and, thirdly, the condition that the fundamental rights and freedoms of the data protection officer do not prevail." 6 57. In other words, the person responsible for processing must prove that: (1) the interests pursued by the processing can be considered legitimate recognised (the "target test"); 2) the intended processing is necessary for the realisation of these interests (the "necessity test"); and 3) the balancing of these interests against interests, fundamental freedoms and fundamental rights of persons concerned in favour of the Processing controller or of a third party (the "balancing test"). 1) The target test 58. In this case, it is important to underline that the legal predecessor of the European The Data Protection Committee ("the Committee") states that the importance of the processing controller is closely related to the purpose of a processing operation.7 The purpose of the processing of the personal data by the defendant is the following 6 CJEU Judgment of 4 May 2017, 'Rigas', C-13/16, ECLI:EU:C:2017:336, rn. 28; CJEU Judgment of 11 December 2019, "TK v Asociatia de Proprietari bloc M5A-ScaraA", C-708/18, ECLI:EU:C:2019:1064, rn. 40. 7 Group opinion 06/2014 on the concept of legitimate interest, 9 April 2014 (WP 217), 29. Decision on the substance 39/2020- 12/23 ... ...strategically write to part of the electorate in order to make them eligible to stand for election... candidate to be more attractive.8 59. For the use of personal data on electoral registers, the Flemish legislator in Article 20 of the Local Electoral Decree that the personal data for such can be used for electoral purposes.9 60. It is therefore possible to establish an interest for the defendant, an interest which is is explicitly endorsed by the Flemish legislator. In view of the Municipal elections still had to take place at the time of processing of the personal data happened, it can also be established that it was a real and present interest at the time of the facts. 61. The Dispute Chamber therefore finds that there is indeed a justified it was in the defendant's interest to process the personal data entered on the electoral rolls at the time of the events. 2) The necessity test 62. The Court of Justice pointed out that in order to pass the test of necessity it should be examined 'whether the legitimate interest in the processing of data should be investigated that is being pursued [...] cannot reasonably be achieved as effectively with other means which are less detrimental to fundamental freedoms, and rights of the persons concerned, in particular the right to respect for the privacy and the right to the protection of personal data as guaranteed by the Articles 7 and 8 of the Charter. 10 63. The condition of necessity should be examined in conjunction with the minimum data processing in accordance with Article 5(1)(c) of the AVG as a general rule principle on the processing of personal data.11 64. At no time does the defendant cite the reasons why it amends, structures and continue to use the personal data from the 2018 electoral roll as 'new data'. Population list' would be necessary for electoral purposes. The defendant merely states that "no legislation exists which prohibits political parties from using their ready to draw up a list of possible new residents'. 65. The legislator has clarified the limits within which personal data on a the electoral roll may be used, with the limitation of personal data 8 Or as stated elsewhere: "political propaganda in order to win the voter's favour" in Legal note Data protection authority, Processing of personal data for electoral purposes: basic principles to guide the respect citizens' privacy when sending personalised election propaganda, May 2018, available at: https://www.gegevensbeschermingsautoriteit.be/verkiezingen, 8. 9 See also ibid., 30: an interest mentioned in this recommendation is the sending of "unsolicited non-commercial information". messages, including for political campaigns or charities" (own emphasis). 10 ArrestTK v Asociatia de Proprietari bloc M5A-ScaraA, rn. 47. 11 With analogous reasoning in TK v Asociatia de Proprietari bloc M5A-ScaraA, marg. 47. 48. Decision on the merits 39/2020- 13/23 ... listed by candidates in the context of electoral propaganda retrieved and further used; at the same time, the legislator considers it to be made available of certain personal data to eligible candidates not needed to run their campaign to feed. 12 66. The Dispute Chamber is of the opinion that further changes, structures and uses of the electoral roll drawn up by the defendant, creating a new list of residents, not is necessary for the campaign of the defendant and his local party. The use of the electoral roll is not subject to the use provided for by the legislator, and is therefore not subject to the use expected by those concerned, which is relevant to the balancing test. The campaign can be conducted in an equally effective manner, given the defendant's can also reach voters without specifically and isolated them as new residents. write. 3) The weighting test 67. The Court of Justice has indicated that a legitimate interest such as that of the the defendant in the present case 'involves a consideration of the issues at stake'. opposing rights and interests, which depends on the particular circumstances of a specific case and in the context of which account must be taken of the importance of the rights deriving from Articles 7 and 8 of the Charter of Fundamental Rights of the European Union. person concerned. 13 68. The criterion relating to the seriousness of the infringement of the rights and freedoms of the person concerned constitutes an essential part of the consideration required by Article 6(1)(f) AVG on a case-by-case basis. In that regard, according to the Court of Justice, account must be taken in particular of shall mean "the nature of the personal data concerned, in particular any sensitive nature, as well as the nature and the concrete way in which the data concerned, in particular the number of persons having access and the manner in which they can be accessed to which they shall have access. 14 69. The Court also considers that "the reasonable expectations of the parties concerned are also relevant to that assessment. data subject that his or her personal data will not be processed when he or she, in the circumstances of the case, it cannot reasonably be further processed expect". 70. In that sense, the Conciliation Chamber also refers to recital 47 AVG: "the interests and the fundamental rights of the person concerned may, in particular, override the interests of the controller when personal data are processed in circumstances in which the data subjects cannot reasonably be expected to carry out further processing expect". 12 In this context, the following can be considered relevant: the Flemish legislator considers the identification number of the National Register a data that is sensitive to the voter's privacy, as a result of which it is not displayed on the electoral register, see Draft Decree amending the Provincial Decree of 9 December 2005 and others, Parl. St. Flemish Parliament 2016-17, No 1128/1, 7. 13 JudgmentTK v Asociatia de Proprietari bloc M5A-ScaraA, rn. 52. 14 Ibid., 57. Decision on the merits 39/2020- 14/23 ... 71. The Litigation Chamber takes the view that the defendant's legitimate interest in modify, structure and further amend the electoral roll in the manner described above use, do not pass the weighting test. 72. The Chamber of Disputes points out, among other things, the nature and concrete manner of processing of the data concerned: having regard to the defendant and other candidates of his local batch for (many) years several ship mandates and the take up the mandate of mayor, it can be expected that knowledge will be put to use for processing collected in the exercise of those mandates. 73. In addition, the defendant himself states that his ready knowledge of the inhabitants of the municipality stems from his decades-long professional career as a doctor, and the years of the exercise of political mandates within the municipality, including the mandate as mayor. 74. It is not in line with the principle of purpose limitation for knowledge that was, inter alia acquired in the course of the exercise of the profession of doctor or within the framework of the mandate of the defendant as mayor, to be applied when amending, structuring and further use of a voters' list. 75. In addition, the Chamber of Disputes noted that a large number of those involved in the present case in view of the number of inhabitants of the municipality stated by the Inspectorate, and having regard to the number of voters on the electoral roll transmitted by the defendant to the Inspectorate. In the 'form for reaction against proposed fine' it states the defendant itself that the municipality has 8,074 voters, a significant number of those concerned whose personal data were further processed. 76. In addition, it is not insignificant to establish that the data subjects did not in all reasonableness Further processing could be expected.15 For example, the complainant refers in her complaint to the information on a website of the Flemish government, which is the legislation on electoral lists and municipal elections.16 Here it can be reiterated that the electoral rolls on the basis of the legal provisions only of the first name(s) and surnames, date of birth, sex, principal place of residence and in certain cases cases, indicate the nationality of voters. 77. The persons concerned may therefore reasonably expect that the use of those electoral rolls shall be limited to the personal data which are listed exhaustively in legislation. Taking into account the legislation on the protection of It is indeed possible, on the basis of the personal data collected, to consult in the electoral roll itself, a proportion of the voters can be registered.17 The complainant did not expect, however, that the defendant and the other candidates of his local party 15 Supra, rn. 63. 16 Available at: https://www.vlaanderenkiest.be/faq/hoe-gaat-de-afgifte-van-kiezerslijsten-zijn-werk. 17 One could, for example, think of writing to voters from a certain sub-municipality, from a specific age, etc. Decision on the merits 39/2020- 15/23 ... ...would process its personal data even further, and those personal data on a change, structure and use in other ways. 78. In addition, the Litigation Chamber finds that the defendant pleads that the modified and structured new list may not fully reflect reality, and that perhaps not all the new residents were written to. Conversely inhabitants who have already voted in the municipality for a previous municipal elections, possibly on the list of new residents. 79. The possible inaccuracy of the personal data 'new resident' (by means of amending and structuring of the electoral roll), personal data used to establish a the 'new list of inhabitants' is not an argument in favour of an Processing controller, but indicates rather inappropriate processing of personal data, given the accuracy of such personal data, cannot be guaranteed become. This in itself can be seen as an infringement of the rights of those concerned. Proper processing of personal data is, after all, a principle relating to the processing of personal data in accordance with Article 5(1)(d) of the AVG. This strengthens the Disputes Chamber in its opinion that that processing on the basis of a justifiable importance does not pass the weighting test. 4) Conclusion 80. On the basis of the target test, the necessity test and the weighting test, the Dispute resolution chamber established that there can be no lawful processing on the basis of lawfulness of the legitimate interest within the meaning of Article 6(1)(f) AVG. There is no lawful processing within the meaning of Article 6(1) of the AVG where the defendant modifies and structures personal data of data subjects in such a way that a new list of inhabitants' remains, where that list is used for the purposes of isolation. write to voters who are new residents of the municipalities. In addition, the the accuracy of such lists cannot be guaranteed. Decision on the substance 39/2020- 16/23 ... 3.3. Information to be provided where the personal data are not from the obtained by the person concerned (Article 14 of the AVG) 81. A few months before the facts (and accompanying processing operations) the legislation on the protection of personal data in the context of Elections were clarified.18 The emphasis was also placed on the right of the voter to vote. to receive transparent information from political parties and candidates representing the electorate writing on the basis of data from the electoral rolls in the run-up to the elections, on how their personal data are processed. 82. The legal note clarified, inter alia, that pursuant to Article 14 of the AVG, the voter shall has the right: o to know who writes to her or him (name and address of the person responsible for processing) o for what purpose the use of personal data is made (in this case electoral purposes) o to know the origin of his data (in this case electoral rolls)19 83. The defendant argues that the leaflets and envelopes were used to send the letters of election propaganda from his local party the details of the defendant as the person responsible for processing. The letter (without envelope) which gave rise to Until the present complaint, however, only the name and contact details of the local authority were included. party, a de facto association. 84. The Chamber of Disputes points out that it is necessary to identify the indicate the person responsible for processing on the letter itself, possibly under the heading of responsible publisher', in order to avoid confusion with regard to the avoid processing responsibility. The Dispute Chamber therefore finds that the identification of the person responsible for processing was insufficiently clear for the complainant, which means that the defendant infringes Article 14(1)(a) of the Directive. (a) AVG. 85. As regards the purpose of the processing, the Chamber of Disputes finds that the letter - in accordance with Article 14(1)(c) AVG - is sufficiently clear that the concerns electoral propaganda designed to promote voter support for the Municipal elections to be held in 2018. Explicit reference is made to the hoped for support for the local party "on 14 October" and reference is made to the previous and upcoming legislature of local government. 86. The Disputes Chamber then points out that the letter does not mention in any way that the data subjects have the right to request access to and rectification of personal data addressed to the controller and have the right to object to the processing to object. In addition, it may also be pointed out that there is a need to state that the persons concerned have the right to lodge a complaint with the 18 On the website of the Data Protection Authority under the theme file 'elections' and more specifically in the Already said Legal Notice on Data Protection Authority, Processing personal data for electoral purposes: basic principles to respect the privacy of citizens when sending personal data. election propaganda, May 2018, available at: https://www.gegevensbeschermingsautoriteit.be/verkiezingen. 19 Ibid., 11. Decision on the merits 39/2020- 17/23 ... Data protection authority. The Litigation Chamber therefore finds a breach of Articles 14(2)(c) and 14(2)(e) AVG respectively. 87. In addition, in accordance with Article 14(2)(f) AVG, information is also relevant. on the origin of the data to be provided to the data subject when the personal data have not been obtained from that person. With regard to this aspect the letter indicates that the data were found on "the electoral roll". Although the term is not is fully correct, the Chamber of Disputes finds that it is sufficiently clear that certain data came from a list of voters, as regulated by the Local Electoral Decree. 88. On the other hand, the letter at issue does not state that the electoral roll was being continued. modified and structured so as to retain a list of new residents, and for this purpose knowledge acquired for other purposes was used. Also the processing of The personal data of the 2012 electoral roll were not included. These aspects are However, it is essential to be sufficiently informed about the 'origin' of the personal data.20 89. Although the defendant has formally stated that "no use has been made of any personal data of any kind", the defendant has also stated that "no use has been made of personal data of any kind". algorithms in EXCEL" , the lack of information in the letter and the following public communication on Facebook led to justified concerns on the part of the complainant on the manner in which personal data have been obtained and further processed. The The Dispute Settlement Chamber therefore considers that the origin of the personal data is is not sufficiently clear to the persons concerned and that the defendant is thereby infringing the law commits to Article 14(2)(f) AVG. 90. For the sake of completeness, it may be stated that the defendant himself acknowledges that 'the defendant had to provide information with regard to the data subjects (right to object) in order to establish the to ensure decency and transparency. The defendant takes this as a lesson to the future, that those concerned should always be made aware of their rights'. 91. The rights referred to in Article 14(1)(c), (d) and (e) and in Article 14(2)(a), (b), (d) and (g) AVG such information shall not be required to be stated by the defendant within the factual context, in particular that of electoral propaganda based on electoral rolls. In accordance with Article 14(5)(c) AVG, information must be provided in Article 14, paragraph 1 and Article 14(2) AVG are not mentioned when acquiring or supplying of the data is expressly provided for in the law of the Member State. 92. The Local Electoral Decree makes this sufficiently clear: o the legal basis for the processing of personal data through electoral rolls is (the importance of the candidate for the use of the electoral roll is - read with the purpose - laid down by law); o what the categories of personal data concerned are (the content of the electoral list); 20 From the documents provided by the complainant, it is clear why it is important to provide this information as well. The The complainant alleges, inter alia, that there were too few parameters available in the electoral roll to allow her to be considered a new resident. Consider it. The complainant's suspicion is further heightened when they see on Facebook a comment made by an candidate from the local party reads that certain lists were "filtered out" in Excel. Decision on the merits 39/2020- 18/23 ... o who the recipients or categories of recipients of the personal data are (eligible candidates in the specific municipal election); o during which period personal data will be stored (i.e. only in the context of the establishment, exercise or substantiation of a legal action); o what, as in the present case, the legitimate interests of the be a processing controller (an interest recognised by the electoral law, cfr.supra, rn. 55-58); o why the processing cannot be based on consent (requesting electoral rolls are laid down by decree and their use is not compulsory. consent); o that, on the basis of the provisions adopted and the instructions for use, there is no automated decision-making.21 93. Article 14(1)(f) AVG is not applicable, as there is no question of a international transfers in any manner described in that provision. 94. Taking all the above into account, the Dispute Chamber finds an infringement of Article 14 AVG. In particular, insufficient, unclear or no information is provided. in accordance with Article 14(1)(a) AVG and Article 14(2)(c), (e) and (f) AVG. 21 see Article 29 Working Group, Guidelines on transparency under Regulation 2016/679, last adopted version: 11 April 2018. (WP260 rev.01), available at: https://ec.europa.eu/newsroom/article29/item-detail.cfm?item_id=622227, 27-33. Decision on the merits 39/2020- 19/23 ... 3.4. Findings outside the scope of the Inspectorate's report: the Absence of a privacy statement (Article 12, j° 14 AVG) 95. The obligation to provide information within the meaning of the AVG means that the controller must must provide information to those concerned within the meaning of Article 12 j° 14 AVG. This is often done in an exhaustive manner by means of a publicly available privacy statement, Although the provision of information can also be done according to one's own interpretation. 22 The It should be stressed that the European Data Protection Committee should accepted the recommendation of the Article 29 Working Party that the information should be available in "one place" or in "one document". posed.23 96. The defendant acknowledges that his local party does not have a public privacy statement, but contends that this has been rectified in the meantime. It attaches to its conclusion a document which demonstrates that, following the Inspectorate's findings, steps have been taken to to draw up a privacy statement. 97. The Disputes Settlement Chamber is of the opinion that the lack of information in the sentence of article 12 j° 14 of the AVG, among other things by the complete absence of a public body. privacy statement, infringes those provisions. The Chamber of Disputes takes note of of the steps taken in the meantime by the defendant and his local party to establish a provide a public privacy statement on their website. 22 For the sake of completeness, the Disputes Chamber notes that this is not the same as a privacy policy, for an informal comparison, see i.a: Considerati, "What is the difference between a privacy statement and a privacy policy under the AVG?", available at: https://www.considerati.com/nl/kennisbank/wat-is-het-verschil-tussen-een-privacyverklaring-en-eenprivacybeleid-onder-de-avg.html. 23 Article 29 Working Party, Guidelines on transparency under Regulation 2016/679, last adopted version: 11 April 2018 (WP260 rev.01), available at: https://ec.europa.eu/newsroom/article29/item-detail.cfm?item_id=622227, 18. Decision on the merits 39/2020- 20/23 ... 3.5. The breaches of the AVG identified and the penalties imposed (Articles 58 and 83 AVG; Article 100 ff. WOG) 98. The Litigation Chamber finds that the defendant has proved that the following provisions have been infringed: a. Articles 5 and 6 of the AVG, in view of the processing of personal data not on a lawfully takes place where the defendant uses an electoral roll outside the period during which this was allowed, which is not in accordance with the legal provisions. established purpose of that list (a specific election). In addition, there is also no lawful processing of personal data on an electoral roll where the defendant's knowledge of another professional or political-social uses his capacity to amend an electoral roll in such a way, and structure so that a list of new residents is compiled; b. Article 14 AVG, in view of insufficient, unclear or no information provided shall be given to the data subject when the personal data have not been obtained from them, as required under Article 14(1)(a) AVG and Article 14(2)(c)(e) and point (f) AVG; c. article 12 j° article 14 AVG, in view of the defendant and his local party at no time. provide transparent information in some way to those concerned about the processing of the personal data of the data subjects and exercising the rights of data subjects, for example by means of a privacy statement. 99. The Disputes Chamber has already ruled on the unlawful processing of personal data. dealt with in previous cases, in particular Decisions 04/2019, 10/2019, 11/2019 and the most recently in decision 30/2020. In each of those cases, the Chamber of Disputes proceeded to impose an administrative pecuniary penalty, in particular for non-compliance with the principle of the purpose limitation, as laid down in Article 5(1)(b) AVG. 100. The Disputes Chamber is of the opinion that, due to the reasons given above infringements, an administrative fine within the meaning of Article 100, §1, 13° j° Article 101 WOG, as well as Article 83 AVG, is justified, taking into account the following considerations elements. 101. Taking into account article 83 AVG and the case law of the Market Court, The Chamber of Disputes justifies the imposition of an administrative sanction in concrete terms: a) The seriousness of the infringement 102. The foregoing reasoning shows the seriousness of the infringement. Infringements of the basic principles in Articles 5 and 6 AVG give rise to the highest fines in Article 83, paragraph 5 AVG. Also with regard to the infringements of Article 14 of the AVG on transparency and information on the personal data, the Chamber of Disputes notes that the lack of information in a letter draw the attention of those concerned to the seriousness of the infringements. In the event of infringements of those rights, the highest fines shall also be imposed. pursuant to Article 83(5) AVG. Decision on the substance 39/2020- 21/23 ... (b) the extent to which the controller is technically or organisationally responsible for the processing. has taken measures 103. It should be noted here that the defendant has been active for many years in the municipal politics and that the relevant provisions of electoral law are adequately known had to be. 104. However, it appears that the defendant did not properly fulfil his duty as controller. where the Inspectorate's findings show that the Inspectorate has failed to carry out, or has carried out inadequately technical and organisational measures have been taken in order to comply with the obligations under the AVG. Not only is the defendant not sufficiently precise employs in the processing of personal data, but also does not provide enough information and does not offer sufficient transparency with regard to those concerned. (c) The duration of the infringement: 105. In view of the special nature of the processing of personal data in function of (the preparation for) the sending out of electoral propaganda in the run-up to the Municipal elections in 2018, 24 has the processing only within a short time period took place. However, it should be pointed out that the electoral roll of a previous municipal election, in 2012, was still used to make an amendment and structure the electoral roll in 2018 (supra, 3.2., part a). 106. However, the legislation in the Local Electoral Decree stipulates that the electoral roll may only be used for the purposes of the elections. used until the date of the election for which the electoral roll serves; for that reason, the processing of personal data from an electoral roll for an election in 2012 not possible for an election in 2018. As regards the lack of transparency and information, it may be pointed out that the defendant waited until after the transfer of the report of the Inspectorate to take the necessary measures to ensure that the processing operations to bring it into line with the provisions of the AVG. (d) The necessary deterrent effect to prevent further infringements: 107. In the light of the various findings, it appears that the defendant was grossly negligent includes respect for the fundamental rights to the protection of personal data. sphere of life and in particular the provisions of the AVG, the Chamber of Disputes considers a raise the issue of administrative fines in order to underline the serious omissions and sanction, and as such create a deterrent effect. 108. In the Statement of Objections to Proposed Fines, the defendant cites that the party's expenditure is limited. He shall also produce the necessary supporting documents for this purpose. The defendant argues that, in view of the processing operations carried out within the framework of a local electoral campaign, a proposed fine of EUR 5 000 would be disproportionate. The Dispute Settlement Chamber takes these new elements into account in its deliberations and decides as a result, to reduce the amount of the fine, given an amount of EUR 3 000, taking into account the newly presented circumstances of the case, sufficient is a deterrent to prevent further infringements. The Dispute Settlement Chamber does, however, point out that 24 By definition, therefore, it only concerns the period between obtaining the electoral roll and the date of the election. Decision on the merits 39/2020- 22/23 ... that, given that the local party is a de facto association, the decision is merely taken in respect of the defendant as a physical person, and the expenses incurred by the party be included in the assessment only as a factual element. 109. The Chamber of Disputes points out that the other criteria laid down in Article 83(2) of the AVG in this case are are not of such a nature as to result in sanctions or measures other than those provided for in the Directive. Disputes Chamber in the context of this decision. 110. Having regard to the importance of transparency in relation to the decision-making of the Disputes Chamber, this decision shall be published on the website of the Data protection authority, whereby the direct identification data of the said parties and natural persons will be removed. 3.6. The guarantees for the proper conduct of the procedure at the Treatment on the merits before the Dispute Chamber 111. For the sake of completeness, the Disputes Chamber notes that, as the complainant cites, the the defendant lodged its statement of defence within the period prescribed by the Registrar of the Chamber of Disputes, but has not simultaneously transferred to the other party party, as explicitly requested by the Disputes Chamber in its letter of 25 September 2019. 112. Given that the complainant did not oppose consideration of the document with the conclusion of the defendant, and the complainant states that he or she considers that he or she has been sufficiently heard, and in order to be able to include all relevant elements in the deliberations of the Dispute Settlement Chamber the Chamber of Disputes has decided to uphold the conclusion with the pleas in law put forward by the not to exclude the defendant from the proceedings. Decision on the substance 39/2020- 23/23 FOR THESE REASONS, the Data Protection Authority's Litigation Chamber, after deliberation, shall decide to - the defendant in accordance with Article 58(2)(b) of the AVG and Article 100(1)(5) of the AVG WOG to be reprimanded for the unlawful processing of personal data by creating a 'new list of residents' within the meaning of Article 6(1) of the AVG, by the unlawful consultation and comparison of personal data from an old electoral roll from 2012 on the one hand, and by unlawfully structuring, modifying and using the personal data from a 2018 electoral roll, on the other hand; - the defendant in accordance with Article 58(2)(b) of the AVG and Article 100(1)(5) thereof WOG to be reprimanded for failing to provide adequate information to those concerned, such as provided the complainant with the transmission in accordance with Articles 12 and 14 of the AVG of a letter of election propaganda, given the personal data not provided by the those involved were obtained; - the defendant in accordance with Article 58(2)(i) of the AVG, Article 83 of the AVG, and Article 100, §1, 13° WOG to impose an administrative fine of EUR 3,000 having regard to the reasoned breaches of Articles 5, 6, 12 and 14 of the AVG. An appeal may be lodged against this decision on the basis of art. 108, §1 of the WOG, within one month of the date of the decision. period of thirty days from the date of notification to the Court of Justice of the European Communities with the Data protection authority as defendant. (Get.) Hielke Hijmans President of the Chamber of Disputes