APD/GBA (Belgium) - 36/2021
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| APD/GBA - 36/2021 | |
|---|---|
 | |
| Authority: | APD/GBA (Belgium) |
| Jurisdiction: | Belgium |
| Relevant Law: | Article 5(1) GDPR Article 6(1) GDPR Article 8 GDPR Article 83(7) GDPR Article 221(2) Wet Gegevensbescherming Article 5(2) Wet Gegevensbescherming |
| Type: | Complaint |
| Outcome: | Partly Upheld |
| Started: | |
| Decided: | 15.03.2021 |
| Published: | 16.03.2021 |
| Fine: | 1000 EUR |
| Parties: | n/a |
| National Case Number/Name: | 36/2021 |
| European Case Law Identifier: | n/a |
| Appeal: | n/a |
| Original Language(s): | Dutch |
| Original Source: | Beslissing ten gronde 36/2021van 15 maart2021 (in NL) |
| Initial Contributor: | Enzo Marquet |
The Belgian DPA held that an educational institution is not exempt from receiving administrative fines under Article 83(7) GDPR and Article 221(2) of the Belgian Data Protection Law.
English Summary
Facts
This decision is a reconsideration of decision APD/GBA - 31/2020 of the Dispute Resolution Chamber dated June 16, 2020, and implements the judgment of the Markets Court dated November 18, 2020, number 2020/AR/990.
The Markets Court approved appeal of Article 5(1)(a), Article 12(1), Article 13(1) and Article 13(2). The appeal for Article 5(1)(c), Article 6(1) and Article 8 GDPR was not approved. This partial annulment means the DPA must reassess and motivate its original fine of €2,000.
Dispute
Can a not for profit private educational institution be seen as a public body in Article 83(7) and article 221(2) of the Belgian Data Protection Law and thus be exempt from receiving an administrative fine?
Holding
Governmental Bodies
The DPA clarifies its vision on why the defendant does not qualify for an exemption for administrative fines for public entities and/or government bodies. What falls under this definition is not defined in Article 83(7) and it is up to the member states to implement this in line with Union law.
In Belgium, Article 83(7) is not applicable to government bodies unless it is a legal entity under public law that offers goods or services on a market.
According the Article 5(2) of the Belgian Data Protection Law (Wet Gegevensbescherming), the defendant is classified as a government because it is an educational institution, in the form of a private not for profit. They were established for the specific purpose of meeting needs in the general interest that are not of an industrial or commercial nature (namely, to provide primary and secondary education), and its activities are primarily financed by the Flemish government and it is also under government supervision.
However, the exemption is not applicable when this 'government body' offers goods or services on a market. In Belgium, there is a market for private education as there is (non-)recognised private education available and thus competition.
The DPA holds that the term "public authorities and public bodies" in Article 83(7) cannot be interpreted so broadly as to include legal persons under private law that perform a task of general interest, such as free educational institutions.
The DPA holds that giving a broad interpretation to article 221(2) Wet Gegevensbescherming would contradict, on the one hand, the explicit will of the Belgian legislator not to exempt schools from administrative fines and, on the other hand, the restrictive interpretation that Article 83(7) should be given as an exception;
As such, Article 83(7) is not applicable which means article 221(2) Wet Gegevensbescherming is not applicable and thus free educational institutions are not exempt from administrative fines for violations of the GDPR.
Administrative fine
There are three factors which the DPA takes into consideration to determine a fine: gravity, duration and dissuasive effect.
The severity of the infraction on Article 6 GDPR and Article 8 GDPR is very high because it concerns fundamental principles of data protection and special protection of minors.
Regarding the duration, there was an earlier complaint against the defendant in 2016 concerning the same survey. In 2018, the survey was used again. The survey of 2016 is not taken into account since the GDPR was not yet into effect.
The DPA does take into account that the defendant anonymised the survey and that it is prepared to take additional measures. On top of that, it is also a not for profit organisation.
Lastly, a part of the infractions from Decision 31/2020 have been annulled.
Considering the above, the DPA lowers the fine to €1,000.
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English Machine Translation of the Decision
The decision below is a machine translation of the Dutch original. Please refer to the Dutch original for more details.
1/21
Dispute Chamber
Decision on the merits 36/2021 of 15 March 2021
File number: DOS-2019-03499
Subject: Use of Smartschool to conduct a "well-being" survey at
underage pupils without parental consent (reconsideration after judgment
Marktenhof)
The Disputes Chamber of the Data Protection Authority, composed of Mr Hielke
Hijmans, chairman and Messrs. Christophe Boeraeve and Jelle Stassijns, members;
Having regard to Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016
on the protection of natural persons with regard to the processing of
personal data and on the free movement of such data and repealing Directive
95/46 / EC (General Data Protection Regulation), hereinafter GDPR;
In view of the law of 3 December 2017 establishing the Data Protection Authority, hereinafter
WOG;
Having regard to the rules of internal procedure, as approved by the Chamber of
Representatives of the people on December 20, 2018 and published in the Belgian Official Gazette on
January 15, 2019;
Considering the documents in the file;
.
.
. Decision on the merits 36/2021 - 2/21
has taken the following decision regarding:
- Mr X, hereinafter “the complainant”
- Educational establishments Y, hereinafter “the defendant
1. Facts and procedure
1. This decision is a reconsideration of decision 31/2020 of the Disputes Chamber of June 16
2020, and implements the judgment of the Marktenhof of 18 November 2020, with number
2020 / AR / 990.
2. This decision must be read in conjunction with decision 31/2020 and contains a
reconsideration which is limited to the elements of the latter decision not by it
Marktenhof have been destroyed.
3. On 22 July 2019, the complainant lodged a complaint with the Data Protection Authority against
defendant.
The subject of the complaint concerns the survey “well-being” given to the students of Z via
the Smartschool system was presented to his underage students. In addition, a
several provisions of the GDPR have been violated. The complainant states that there is a lack of it
information provision, parental consent is required to carry out the
survey, an information society service is used and more
data are processed then necessary for the purposes for which they are processed.
According to the complainant, a DPIA should also have been carried out
carried out by the defendant, but this did not happen.
4. On 6 August 2019, the complaint will be declared admissible on the basis of Articles 58 and 60
of the law of 3 December 2017, the complainant will be informed of this on the basis of art. 61
of the law of 3 December 2017 and the complaint under art. 62, §1 of the law of 3
handed over to the Disputes Chamber in December 2017.
5. On August 27, 2019, the Disputes Chamber will decide on the basis of art. 95, §1, 1 ° and art. 98 of the
law of 3 December 2017 that the file is ready for treatment on the merits.
6. On 28 August 2019, the parties involved will be notified by registered mail
of the provisions as stated in article 95, §2, as well as of those in art. 98 of the Law of 3 Decision on the merits 36/2021 - 3/21
December 2017. The parties involved were also informed on the basis of art. 99 of the law of 3
December 2017 of the deadlines for submitting their defenses. The
the deadline for receipt of the complainant's reply was set
on October 7, 2019 and for the defendant November 7, 2019.
7. On September 9, 2019, the defendant reports to the Disputes Chamber that he has taken cognizance
of the complaint, he asks for a copy of the file (art. 95, §2, 3 ° of the law of 3 December
2017) and electronically accepts all communication regarding the case (art.98, 1 ° of the law
December 3, 2017).
8. A copy of the file will be sent to the defendant on 11 September 2019.
9. On September 26, 2019, the Disputes Chamber will receive the statement of defense from the
defendant. Respondent states in the conclusion that it is relying on a legal basis for the survey
obligation and no consent is required, from which, according to the defendant, this would follow
Article 8 GDPR would not apply. The defendant also denies that there is any special
categories of personal data within the meaning of Art. 9.1 GDPR would be processed on the basis
of the survey. The defendant also explains how to post the data
of the survey are processed (who has access to the individual survey, storage
of the general data (anonymised) at class level, deletion of the completed
surveys at the end of the school year). The next survey would be based on the
"Well-being questionnaire" used by the Education Inspectorate in order to implement the principle of minimal
respect data processing. Finally, a proposal letter is added, so that
in the future the school can better inform parents and pupils about the purpose of the
inquiry.
10. On October 23, 2019, the Disputes Chamber will receive the statement of reply from the complainant. In there
a detailed answer is given to the defendant's statement of defense and become
listed a number of new elements that were not yet addressed in the complaint:
• According to the complainant, Y is the organizing body above the school Z and the Vrij Centrum for it
pupil guidance W, but since a CLB must be able to act independently,
they appear to be acting as joint controllers.
• The complainant provides an overview of the provisions that he believes have been infringed
committed. He also asks:
1. that a fine would be imposed on the defendant,
2. that all those involved are informed about the committed offenses (in 2016 and
2018 and, where applicable, for the 2017 survey) that an infringement related to
personal data, Decision on the substance 36/2021 - 4/21
3. as well as the decision of the Disputes Chamber on the websites of the defendant
and CLB, as well as to all parents would be communicated via Smartschool.
11. On November 8, 2019, the Disputes Chamber receives the statement of reply from the defendant,
which further discusses the lawfulness of the processing; the designation of the
controller; the consent requirement and the non-application of Article
8 GDPR; the principle of data minimization, the obligation of the
controller to provide transparent information and argumentation
in support of the proposition that no DPIA is necessary
is.
12. On 4 May 2020, the Disputes Chamber notified the defendant of its intention to
to impose an administrative fine, as well as the amount thereof
in order to give the defendant the opportunity to defend himself before the sanction becomes effective
is imposed.
13. On May 22, 2020, the Disputes Chamber will receive the respondent's response to the intention to
imposing an administrative fine, as well as the amount thereof.
The defendant repeats the reasoning set out in the claims to argue that the
processing is lawful on the basis of the decree of 27 April 2018 on the
pupil guidance in primary education, secondary education and the centers for
student guidance, as well as to state that Article 8.1 GDPR would not apply.
The defendant also emphasizes that it has already responded to earlier comments.
Finally, the defendant also argues that the Dispute Chamber does not have an administrative fine
can impose, since the defendant being an educational institution funded by the
Flemish Community aims to provide education, which is a task of
public interest. It follows, according to the defendant, that he must become like "government"
considered within the meaning of article 5 of the law of 30 July 2018 on the protection of
natural persons with regard to the processing of personal data, and thereby article
221, §2 of the same law would apply.
14. On June 16, 2020, the Disputes Chamber ruled in its Decision on the merits of 31/2020 as follows:
- on the basis of art. 100, §1, 9 ° WOG, to order the defendant that the processing in
is brought into line with art. 5.1.a); art. 12.1. and 13.1. c) and d) and 13.2. b) GDPR. Decision on the merits 36/2021 - 5/21
- on the basis of art. 100, §1, 13 ° WOG and art. 101 WOG to impose an administrative fine
laying EUR 2,000 as a result of the violations of Article 5.1. a), Article 5.1. c), Article 6.1., Article
8, article 12.1. and Article 13 GDPR.
15. On 23 July 2020, the Disputes Chamber will receive the
notification of an application against the GBA, lodged at the Registry of the Court.
16. The introductory session in front of the Marktenhof will take place on 2 September 2020, at which the
conclusion deadlines for the parties are set, as well as the case is set for
pleadings at the session on October 21, 2020.
The Marktenhof will pass judgment on 18 November 2020.
The judgment contains the following points for attention with regard to the assessment of the
subject of the petition:
Rejection of the pleas put forward by the defendant in relation to the infringements
determined by the Disputes Chamber on Article 6.1 GDPR, as well as Articles 8 and 5.1 c) GDPR
Annulment of decision on the merits no. 31/2020 of June 16, 2020, only to the extent that it does
the defendant is ordered to bring the processing into line with the
Articles 5.1 a), 12.1, 13.1 c) and d) and 13.2 b) GDPR and an administrative fine of €
2,000.00 is imposed.
The Marktenhof does not only make the decision of 16 June 2020 of the Disputes Chamber of
partially nullified, but also says that the Dispute Chamber will be within four months
from the date of delivery of the judgment, the decision to impose a
administrative fine will reconsider and re-motivate.
The Court will put the case for review by the Marktenhof at the public hearing on 14 April
2021.
17. Following up on the judgment, the Disputes Chamber now decides to determine whether, and if necessary,
to what extent the administrative fine should be maintained.
2. Legal basis
1
The judgment is available on the website of the Data Protection Authority via the following link:
https://www.gegevensbeschermingingsautoriteit.be/publications/tussenarrest-van-02-september-2020-van-het-markthof.pdf Decision on the merits 36/2021 - 6/21
Lawfulness of the processing
Article 6.1. GDPR
1. The processing is only lawful if and insofar as at least one of the following
conditions are met:
a) the data subject has consented to the processing of his / her personal data for
one or more specific purposes;
[…]
c) the processing is necessary to comply with a legal obligation on the
controller rests;
[…]
Conditions for the consent of children with regard to services
of the information society
Article 8 GDPR
1. Where point (a) of Article 6 (1) applies in relation to a direct offer of
information society services to a child, is the processing of personal data of
a child lawfully when the child is at least 16 years old. When the child is younger than 16 years old
such processing is only lawful if and insofar as the consent or authorization to do so
Consent in this regard is granted by the person having parental responsibility
for the child. Member States may provide for a lower age in this respect by law, op
provided that that age is not less than 13 years old.
2. Taking into account available technology, the controller shall act reasonably
efforts to verify in such cases whether the person is the parental
bears responsibility for the child, has given consent or authorizes consent
has granted.
3. Paragraph 1 leaves the general contract law of the Member States, such as the rules on validity,
the formation or the consequences of agreements with regard to children, unaffected.
Minimal data processing
Article 5.1. c) GDPR Decision on the merits 36/2021 - 7/21
1. Personal data must:
[…]
(c) adequate, relevant and limited to what is necessary for the purposes for which
they are processed ('data minimization');
3. Justification
A. Understanding government
18. Pursuant to the judgment of the Marktenhof dated November 18, 2020, the dispute by the
defendant of the infringement of Article 6.1 GDPR, as well as Articles 8 and 5.1 c) GDPR as being rejected
unfounded, while the challenge of the infringement of Articles 5.1 a), 12.1, 13.1 c) and d) and 13.2
b) GDPR was accepted as justified. This partial destruction leads to the Marktenhof
determine that the Data Protection Authority should have the option to
reconsider the decision to impose an administrative fine and
remotivate.
19. In its decision of 16 June 2020, the Disputes Chamber for all of the by
its established violations of article 5.1. a), Article 5.1. c), Article 6.1., Article 8, Article 12.1.
and Article 13 GDPR imposed an administrative fine. In view of the fact that the Marktenhof
only the violations of article 5.1. c), Article 6.1. and Article 8 GDPR, the
The Disputes Chamber will determine whether or not the administrative fine of € 2000.00 will be imposed
maintained and adjusted if necessary. As for the violations of article
5.1. c), Article 6.1. and Article 8 GDPR refers the Disputes Chamber to the motivation such as
set out in paragraphs 20 to 42 of its decision on the merits 31/2020 of 16 June
2020.
20. Since the imposition of an administrative fine is directly related to the
The defendant's capacity as a subsidized independent educational institution which, according to the
Disputes Chamber does not fall under the exemption from administrative fine as stipulated in
article 83.7 GDPR and article 221, §2 of the law of 30 July 2018 on the protection of
natural persons with regard to the processing of personal data (hereinafter Law
Data protection), the Disputes Chamber explains its position in the present decision that
the defendant not as a government, nor as an agent or agent of the government, can
are considered. Decision on the merits 36/2021 - 8/21
21. In the opinion of the Disputes Chamber in its decision of 16 June 2020, a
private-law organization such as Y not covered by the exemption from administrative fine
in accordance with Article 221, §2 of the Data Protection Act, even if this organization carries out tasks
in the public interest in the field of education. The Marktenhof ruled that the
Disputes Chamber the defendant's arguments that the sanctions are not applicable to
authorities and that it complies with all the requirements of Article 5, 3 ° of the Data Protection Act and
consequently, pursuant to the exemption of Article 221, §2 Data Protection Act, the sanction does not apply
of Article 83.7 of the GDPR can be imposed, not disproved. The Marktenhof adds to this
allows the Disputes Chamber not to investigate whether the defendant or at least none
Government's appointee or agent is when they perform duties of government - existing
in providing education - provides.
22. The Disputes Chamber clarifies below its position that the defendant does not qualify
comes for the exemption from administrative fine in accordance with Article 221, §2 Law
Data protection.
Article 83.7 GDPR states:
“Without prejudice to the powers to take corrective measures of the
supervisory authorities in accordance with Article 58 (2), each Member State may adopt rules
on whether and to what extent administrative fines can be imposed on
public authorities and public bodies established in that Member State. ”
23. Article 83.7 GDPR thus offers the Member States the option to determine that administrative
fines cannot or only to a limited extent be imposed on “government authorities and
government bodies ”. The GDPR defines the term “government agencies and government bodies”
nothing more.
Unless EU law itself explicitly refers to the law of the Member States for the
definition of a concept, concepts appearing in EU law must be autonomous and uniform
are explained throughout the Union. The content of that interpretation is (in principle) through
determined by the Court of Justice on the basis of the context of the provision in question and the purpose of
the scheme concerned.
2 See e.g. H.v.J., C-260/17, Anodiki Services EPE, October 25, 2018, EU: C: 2018: 864, § 25; C-15/16, Baumeister, June 19, 2018,
EU: C: 2018: 464, § 24; C ‑ 174/14, Saudaçor, October 29, 2015, EU: C: 2015: 733, § 52; C-279/12, Fish Legal and Shirley,
December 19, 2013, EU: C: 2013: 853, § 42; C-400/10, McB, October 5, 2010, EU: C: 2010: 582, § 41; C-195/06, Österreichischer
Rundfunk, October 18, 2007, EU: C: 2007: 613, § 24; C-66/08, Kozłowski, 17 July 2008, § 42. Decision on the merits 36/2021 - 9/21
24. The national discretion that Article 83.7 GDPR grants to the Member States applies here
only on the autonomy to:
exempt or not exempt public authorities and government bodies from administrative ones
fines, and
in the case of an exemption, determine whether it is wholly or partly in nature; a
partial exemption may, for example, consist of lower maximum fines for
government agencies and government bodies, or in an exemption that only applies to
specific government agencies and government bodies.
25. Article 83.7 GDPR does not explicitly allow Member States to use the term “public authorities and
government bodies ”. It is therefore a concept of EU law that constitutes an autonomous and
uniform meaning. It is therefore only up to the institutions of the Union, with
in particular to the Court of Justice, to define the limits of that concept. It is possible
a Member State, subject to compliance with the principle of equality, then still autonomously determine which of
those “government agencies and government bodies” he exempts, but it only comes from the Court
Justice to determine where the extreme limits of that EU law concept lie. Until
today the Court of Justice has not yet considered the interpretation of the concept of government in Article
83.7 GDPR, but it is in any case established that in its interpretation
the context of Article 83.7 GDPR and the purpose of the
GDPR.
26. The Belgian legislator has made use of Article 221, § 2, Data Protection Act
the possibility that Article 83.7 GDPR offers the member states. Article 221, § 2, Data Protection Act
determines:
“Article 83 of the Regulation does not apply to the government and their employees
or authorized representatives, unless it is a legal entity under public law who sells goods or
offers services in a market. ”
27. The term “government” is further defined in Article 5, second paragraph, of the Act
Data protection:
“For the purposes of this law," government "means:
1 ° the Federal State, the federal states and local authorities;
2 ° legal persons under public law that of the Federal State, the federal states or local ones
governments depend;
3 ° persons, regardless of their shape and nature, who:
- established for the specific purpose of meeting needs in the general interest
are not of an industrial or commercial nature; and Decision on the merits 36/2021 - 10/21
- have legal personality; and
- of which the activities are mainly carried out by the authorities or institutions mentioned in the
provisions under 1 ° or 2 ° are financed or the management is subject to
supervision by these authorities or institutions, i.e. the members of the administrative body,
more than half of the management or supervisory body
authorities or institutions have been designated;
4 ° the associations consisting of one or more authorities as referred to in the provisions under
1 °, 2 ° or 3 °. "
28. The Disputes Chamber argues that subsidized independent educational institutions, such as the respondent, are sufficient
to the criteria of the term “government” as defined in Article 5, second paragraph, of the Act
Data protection. The defendant belongs to the Catholic educational umbrella organization and thus to the
“Free” (i.e. non-official) education and therefore takes the form of a private non-profit organization.
Nevertheless, it was established for the specific purpose of meeting needs in the general interest
that are not of an industrial or commercial nature (namely primary and secondary education
it has legal personality, and its activities are mainly carried out by the
Funded by the Flemish government and it is also under government supervision. By virtue of Article
5, second paragraph, 3 °, Data Protection Act, the defendant is therefore a “government” in the sense of that
3
law.
29. However, this fact alone is not sufficient to qualify for the exemption in Article 221, § 2 of the Law
Data protection. This exemption does not apply if a “government” in the sense of
Article 5 Data Protection Act “offers goods or services on a market”. This shows
that the legislator wants to limit the exempted authorities to the traditional authorities. The
For the sake of completeness, the Disputes Chamber notes that there is also a market in education.
After all, the offer in Belgium also consists of recognized (and even non-recognized) private education
so that competition in this service market is not limited to just the official and the
free education.
30. The Data Protection Act does not specify what is to be understood by “the
offering goods or services on a market. But both (1) the parliamentary preparation
as (2) the required strict interpretation of Article 83.7 GDPR, to which Article 221, § 2, Law
3
In the contested decision, the Disputes Chamber did not rule on the scope of Article 5, second
paragraph, 3 °, Data Protection Act, because this article has no relevance in this case. The fact that free education among the
general definition of “government” in the Data Protection Act is not sufficient, after all, Article 221, § 2, of the Act
To be able to apply data protection. Only “public authorities and government bodies” within the meaning of Article 83.7 GDPR
can after all be exempted from administrative fines. A broader interpretation of the exemption in Article 221,
§ 2, Data Protection Act would be against EU law and should therefore be disapplied by the
national authorities, including the DPA's Dispute Chamber. Decision on the merits 36/2021 - 11/21
Data protection implementation indicates clearly that subsidized free
educational institutions not covered by the exemption of Article 221, § 2, Data Protection Act
fall.
1. The will of the Belgian legislator
31. The parliamentary preparation shows that the phrase “unless it concerns a public law
legal entity offering goods or services on a market ”was added after a negative
opinion of the Legislative Department of the Council of State on the original designed
exemption from administrative fines for the government. In the initial design, the
Exemption formulated in a broader sense: it applied to all controllers who use the
have the capacity of a government agency or public body. The Council considered this distinction
between the public and private sectors not reasonably justified and therefore contrary to the
Articles 10 and 11 of the Constitution. The Council suggested that the drafters should also order
subject the public sector to administrative fines, but lower fines for those fines
4
fixing ceilings, so as not to jeopardize the continuity of the public service.
32. The suggestion of the Council of State was ultimately not followed by the legislator, but the
original bill was amended. In principle, the government remains exempt from this
administrative pecuniary fines, unless it concerns a legal person governed by public law who sells goods
5 6
or offers services in a market. During the parliamentary debates it was explained that the
in particular, the intention was to promote the federal public services (FPS) and the
to exempt programmatic government services (POD) from administrative fines. Only 7
the traditional government agencies would therefore still be covered by the exemption. During the
parliamentary debates were specifically referred to municipal schools as an example of this
authorities that can no longer benefit from the exemption thanks to the amendment. Also a
municipal school could be imposed an administrative fine, just like a free one
school, because it “provides a service” to the citizens. 8
4R.v.St., Legislative Section, Opinion No. 63.192 / 2 of 19 April 2018, Parl. St. Room 2017-2018, No. 54-3126 / 1, 451.
5
Report issued on behalf of the Justice Committee by Mr P. Dedecker, Parl. St. Room 2017-2018, no. 54-
3126/3, 97.
6
Amendment No 44 by E. Lachaert, P. Dedecker and others, Parl. St. Room 2017-2018, no. 54-3126 / 2, 55.
7 Report issued on behalf of the Justice Committee by Mr P. Dedecker, Parl. St. Room 2017-2018, no. 54-
3126/3, 98.
8 Report issued on behalf of the Justice Committee by Mr P. Dedecker, Parl. St. Room 2017-2018, no. 54-
3126/3, 98. See also p. 44, for the comment concerned: “Pursuant to paragraph 2 of Article 221 of the preliminary draft apply
the administrative pecuniary sanctions not apply to data controllers holding the capacity of public authority or
have a public body. However, they do apply to data controllers in the private sector. This difference
pending cannot be justified according to the Council of State and thus constitutes a violation of the
principle of equality. Organizations that carry out essentially the same activities should be treated in the same way, Decision on the merits 36/2021 - 12/21
33. It is therefore unmistakable from the parliamentary preparation that it is the express will of the
The Belgian legislator was also responsible for schools, both from official and free education
administrative fines could be subject. Since an unclear or
vague legal provision, according to the settled case law of the Constitutional Court, must be interpreted
9
in the light of the will of the legislature, the defendant cannot appeal for that reason alone
do on the exemption from Article 221, § 2, Data Protection Act.
2. Article 83.7 GDPR
34. The second reason why Article 221, § 2, Data Protection Act cannot be so broad
interpreted as exempting free educational institutions such as the defendant from
administrative fines is that Article 221, § 2, Data Protection Act should be
interpreted in accordance with the GDPR, and in particular with Article 83.7, the provision to which
it executes. Article 83.7 GDPR leaves the member states free to determine whether and to what extent
also “government agencies and government bodies” may be subject to administrative fines
subject (see also recital 150 GDPR).
35. The optional exemption from administrative fines for public authorities and
bodies was not included in the original Commission proposal, but was later added to the
10
GDPR inserted at the direction of the Council. In the initial Commission proposal were the foreseen
maximum amounts of the administrative fines are much lower (i.e. EUR 250,000, EUR 500,000
respectively EUR 1,000,000). 11 These ceilings have been significantly increased by the Council (up to
20,000,000 EUR), to be sufficiently dissuasive for large companies, such as Facebook
and Google. As compensation, Member States were left free to control their public authorities and
to exempt government bodies from such large administrative fines.
regardless of whether they belong to the public or private sector. For example, it cannot be justified that a
OCMW hospital no administrative fine can be imposed while this could be for a hospital in the form
of a non-profit organization, the same applies to schools that belong to free education as compared to schools that belong to it
community education, for example. ”
9 See, e.g., GwH, No. 50/2008, March 19, 2008, B.15.12; No. 35/2011, March 10, 2011, B.5-B.6; No. 23/2016, 18 February 2016,
B.14.3. See also A. ALEN and K. MUYLLE, Handbook of Belgian Constitutional Law, Mechelen, Kluwer, 2011, 167.
10 See Council position at first reading with a view to adopting a regulation of the European Parliament
and the Council on the protection of individuals with regard to the processing of personal data and
on the free movement of such data and repealing Directive 95/46 / EC (General Regulation
data protection), 8 April 2016, https://data.consilium.europa.eu/doc/document/ST-5419-2016-REV-1/en/pdf.
11 See art. 79 Commission proposal for a Regulation of the European Parliament and of the Council on the
protection of natural persons with regard to the processing of personal data and with regard to free movement
of that data (General Data Protection Regulation), COM / 2012/011 final - 2012/0011 (COD), https: // eur-
lex.europa.eu/legal-content/EN/TXT/?qid=1599056276058&uri=CELEX:52012PC0011. Decision on the merits 36/2021 - 13/21
36. What is to be understood by “public authorities and public bodies” is not specified
specified in the GDPR. As emphasized above (marginal 25), this in no way means that it is on
Member States are entitled to determine themselves the limits of the government concept in Article 83.7 GDPR.
It is a concept of EU law that must be given an autonomous and uniform meaning,
taking into account the context of Article 83.7 GDPR and the purpose of the GDPR.
37. The context of Article 83.7 GDPR and the purpose of the GDPR require a restrictive interpretation
of the government concept in that provision. After all, Article 83.7 GDPR provides for a
exception to the general rule that breaches of the GDPR, where appropriate, with a
administrative fine can be sanctioned (art.58.2.i) GDPR). It's fixed
case law of the Court of Justice that exceptions should be strict
12
explained. In particular with regard to European data protection rules, the Court has
of Justice has already ruled several times that the laid down in European legislation
exceptions should be interpreted restrictively, “since they favor the protection regime
personal data provided for in this Directive [now Regulation], and with it
deviate from the objective underlying the latter, to ensure the protection of
the freedoms and fundamental rights of natural persons in connection with the processing
of personal data, such as the right to respect for private life and family
and family life, as enshrined in Article 7 of the Charter of Fundamental Rights of the
European Union (…), and the right to the protection of personal data, that is
guaranteed by Article 8 thereof. " 13
38. By softening the sanctions for government agencies and bodies, article 83.7 GDPR makes a departure
unmistakably away from the purpose underlying the GDPR, namely the protection of
the right of natural persons to the protection of personal data (art. 1.2 GDPR). The
After all, the sanction of the administrative fine offers an effective means of pressure and thus a
additional assurance for citizens that data protection rules will be complied with.
14
39. It is precisely to strengthen the enforcement of data protection rules, that
the EU legislature has explicitly stipulated in the GDPR that administrative fines, where
appropriate, should be imposed for infringements of this Regulation. The old Directive
Data protection, which has been lifted by the GDPR, imposed no such sanction
12 See, e.g., H.v.J., C-288/07, Isle of Wight Council and Others, September 16, 2008, EU: C: 2008: 505, § 60; C ‑ 174/14, Saudaçor, October 29
2015, EU: C: 2015: 733, § 49.
13 See e.g. H.v.J., C ‑ 73/16, Puškár, 27 September 2017, EU: C: 2017: 725, § 38 (own underlining); C ‑ 25/17, Weersan todistajat,
July 10, 2018, EU: C: 2018: 551, § 37; C ‑ 345/17, Buivids, February 14, 2019, EU: C: 2019: 122, § 41.
14
Overw. 148 GDPR (own underlining): “With a view to stronger enforcement of the rules of this regulation
penalties, including administrative fines, should be imposed for any breach of the Regulation, in addition
or in lieu of appropriate measures imposed by the supervisory authorities under this Regulation. ” Decision on the merits 36/2021 - 14/21
expressly. Article 24 of that directive merely stated in general that Member States “appropriate
[take] measures to ensure the full application of the provisions of this Directive
guarantee and (…) in particular [establish] the sanctions applicable in the event of breach of the implementation
of this Directive ”(own underlining). This is also the usual
working method of the EU legislature with regard to the enforcement of the regulations it issues. 15
Overall, 16 European legislative acts merely require Member States to
infringements impose penalties that are “effective, proportionate and dissuasive”, but they leave it
Member States themselves to determine the nature of those penalties (e.g. compensation to the
victim, administrative fine, criminal sanction, ...). 17 The organization of the enforcement of
In principle, European rules in a member state therefore belong to the autonomy of the member states.
40. In the opinion of the EU legislature, enforcement of the old Directive
However, data protection is inadequate in some Member States. To enforce the
strengthen and harmonize data protection rules, 18 the GDPR itself provides for a
19
system of administrative fines for the entire Union (art.83 GDPR). The GDPR has the
national procedural autonomy is therefore severely restricted.
41. By providing for an (optional) exception to this enforcement system, article 83.7 gives way
GDPR deviates from the purpose of the Regulation and must, in accordance with established case law of the
Court of Justice can be interpreted restrictively. This applies a fortiori now to the purpose of the GDPR in it
there is a fundamental right to protect, namely the right to protection of personal data
(Art.1 (2) GDPR), and the EU legislature has set itself the particular objective of
strengthen and harmonize enforcement of that fundamental right.
15 See K. LENAERTS et al., EU Procedural Law, Oxford, Oxford University Press, 2014, 108.
16
However, the GDPR is by no means the only exception to the rule. Also write other European legislative acts
specific penalties for. See e.g. art. 65-66 Directive 2013/36 / EU of the European Parliament and of the Council of 26 June 2013
"On access to the activity of credit institutions and the prudential supervision of credit institutions and
investment firms, amending Directive 2002/87 / EC and repealing Directives 2006/48 / EC and
2006/49 / EC ".
17 See e.g. art. 15 Council Directive 2000/43 / EC of 29 June 2000 "applying the principle of equality
treatment of persons regardless of racial or ethnic origin "; art. 25 Directive 2006/54 / EC of the European Parliament and
the Council of 5 July 2006 "on the implementation of the principle of equal opportunities and equal treatment for men and
women in work and occupation "; art. 15 Directive 2009/45 / EC of the European Parliament and of the Council of 6 May 2009 "on
safety regulations and standards for passenger ships "; art. 87 Regulation (EU) No 528/2012 of the European
Parliament and the Council of 22 May 2012 "concerning the making available on the market and use of biocidal products".
18
See also rec. 150 GDPR (own underlining): “In order to reduce administrative penalties for violations of this regulation
strengthening and harmonizing, each supervisory authority should have the power to impose administrative fines
to lay."
19
Be it with a little nuance for Member States whose legal system does not provide for administrative fines (viz
Denmark and Estonia). See art. 83.9 and rec. 151 GDPR. Decision on the merits 36/2021 - 15/21
42. It follows that the terms “public authorities and public bodies” in Article 83.7
GDPR must be interpreted restrictively. In concrete terms, this means that it is not the intention of the
Union legislator may have been to allow Member States the optional exemption from Article
83.7 GDPR can also be extended to all private law organizations that have a task of general
interest and who receive government support as compensation, such as the respondent.
Should such private law organizations by definition also be the means of pressure of
To escape the administrative fine, this would achieve the purpose of the GDPR
after all, can seriously jeopardize.
43. The broad definition used by the Belgian legislator in Article 5, second paragraph, Data Protection Act
has given to the concept of government, therefore clearly cannot be reconciled with the strict one
interpretation that Article 83.7 GDPR should be given. The definition of the government concept in article 5 of
the Data Protection Act corresponds almost literally to the description of the
concept of "public entity" in Directive 2003/98 / EC "on the re-use of
public sector information ”, 20 and of the term“ contracting authority ”in the European
public procurement law. 21 But the purpose of those European legislative acts is
precisely benefits from an interpretation of the government concept that is as broad as possible, that after all, the
the scope of these legislative acts. It is therefore settled case law
of the Court of Justice that the concept of “contracting authority” in the
public procurement directives “should be given a functional and broad interpretation”, “having regard to the
dual objective of opening up to competition and transparency that the said Directive
pursues ”. Such a broad interpretation is, according to the Court of Justice, “the only one that makes it useful
22
effect of the [public procurement] Directive (…) ”.
44. The same applies to the interpretation of the term “public authority or body” in the
context of Article 37.1.a) GDPR, which provides for the obligation to notify an officer for
data protection when the processing of data is carried out by a
government agency or government body. The purpose of the GDPR, which is to protect
personal data, exactly benefits from a broad obligation to appoint a
data protection officer, and thus in a broad interpretation of the
government concept in Article 37.1.a) GDPR.
20 Art. 2, points 1 and 2, Directive 2003/98 / EC of the European Parliament and of the Council of 17 November 2003 "on the
reuse of government information ".
21
See in particular art. 2.1 points 1 and 4, Directive 2014/24 / EU of the European Parliament and of the Council of 26 February 2014
"On public procurement and repealing Directive 2004/18 / EC".
22 See, e.g., H.v.J., C-373/00, Truley, EU: C: 2003: 110, § 43; C-214/00, Commission v. Spain, May 15, 2003, EU: C: 2003: 276, §§ 53
and 56; C-283/00, Commission v. Spain, October 16, 2003, EU: C: 2003: 544, §§ 73 and 75. Decision on the merits 36/2021 - 16/21
45. After all, the context of the term “public authorities and public bodies” in Article 83.7 GDPR is
completely different, now that it does not determine the personal scope of the GDPR, but one
an exception to a general rule from the GDPR, namely that breaches of the GDPR are possible
are curbed with an administrative fine. As an exception to that general rule
Article 83.7 GDPR must be interpreted narrowly (see above marginal 37).
46. By analogy, reference can be made to the case law of the Court of Justice on the concept
“Other public sector entities” in Article 13.1 of Directive 2006/112 “on the
23
common system of value added tax ". That provision establishes a
exception to the general rule on which the common system of VAT is based,
namely the rule that the scope of VAT extends to all services that are supplied
performed for consideration. Article 13.1 provides an exception to that rule for
activities that “public bodies” perform “as a government”. The Court of Justice
in the Saudaçor judgment explicitly ruled that the concept of “public law bodies” included in that
exemption clause should not be interpreted as broadly as the term “contracting party
24
service ”in the public procurement directives (own underlining):
44 In this regard, the referring court asks whether, as Saudaçor submits,
for the interpretation of the term "other public law entities" within the meaning of Article 13,
paragraph 1, of the said Directive, the definition of the term "bodies governed by public law"
Article 1 (9) of Directive 2004/18 must be taken into account.
45 Article 13 (1) of Directive 2006/112 cannot be interpreted in that way.
46 Article 1 (9) of Directive 2004/18 gives a broad definition of the concept
"Bodies governed by public law" and, consequently, of the term "contracting authorities"
in order to delimit the scope of that Directive so broadly that the scope of
the award of public contracts applicable rules in the field of inter alia
transparency and non-discrimination apply to a range of public sector bodies that do not participate
form the public administration, but which are nevertheless controlled by the state,
including through their funding or management.
47 The context of the term "other public law entities" in Article 13 (1) of
However, Directive 2006/112 is completely different.
48 That concept is not intended to determine the scope of VAT, but contains it
an exception to the general rule to which the common system of those
tax is based on, namely the rule that the scope of that tax is very
23 Council Directive 2006/112 / EC of 28 November 2006 on the common system of taxation of
the added value.
24 C-174/14, Saudaçor, October 29, 2015, EU: C: 2015: 733. Decision on the merits 36/2021 - 17/21
is broadly defined and covers all services rendered for consideration
title, including the services provided by public law bodies (see in that sense
judgment Commission v Netherlands, C-79/09, EU: C: 2010: 171, paragraphs 76 and 77).
49 As an exception to the general rule that all economic activity is subject to VAT
subject, Article 13 (1) of Directive 2006/112 must be interpreted narrowly (see below
more judgment in Isle of Wight Council and Others, C-288/07, EU: C: 2008: 505, paragraph 60, and order
Gmina Wrocław, C-72/13, EU: C: 2014: 197, point 19). "
47. By analogy with this case law, the concept of government in Article 83.7 GDPR must also become narrow
explained. In no case can this term be interpreted as broadly as the terms “contracting party
service ”and“ public body ”in the public procurement directives respectively
25
access to government information. A fortiori now the GDPR (in contrast to the above-mentioned VAT Directive)
aims to protect a fundamental right, Article 83.7 GDPR cannot be interpreted so broadly
that Member States include all legal persons governed by private law who perform a task in the public interest
and which are primarily government-funded and / or government-supervised,
should be allowed to exempt from administrative fines for GDPR violations.
48. The Disputes Chamber emphasizes that citing the above analogy regarding the
restrictive interpretation of exceptional provisions does not mean that the defendant will not accept the
The Disputes Chamber is regarded as a “legal entity under public law”.
49. Having regard to the principles of the primacy and full effect of EU law, Article 221,
§2 Data Protection Act to be interpreted in accordance with the restrictive
interpretation that Article 83.7 GDPR should be given. This means that Article 221, § 2, Law
Data protection should not be interpreted so broadly that it is also free
educational establishments, such as defendant, would by definition exempt from administrative ones
fines.
50. Since the Disputes Chamber finds that the defendant is not covered by the application of Article
83.7 GDPR falls because it is not a “government agency or body” within the meaning of that
provision, and thus decides that Article 83.7 GDPR does not apply, the
After all, inevitably, Article 221, § 2, Data Protection Act,
that implements article 83.7 GDPR in Belgian law does not apply. Precise attention
on this implementation falls the notion “government agency or government body” of article 83.7 GDPR
25 The definitions of the terms “public body” and “body governed by public law” from Directive 2003/98 / EC are taken from
to the public procurement directives (recital 10 Directive 2003/98 / EC). Decision on the merits 36/2021 - 18/21
used in conjunction with the conceptual framework “government and their appointees or agents”
article 221, §2 Data Protection Act. Because the defendant does not act as “public authority or
government body ”, it is ipso facto also not a“ government, appointee
or agent of a government ”
51. The Disputes Chamber decides that:
- the GDPR the concept of “public authorities and public bodies” within the meaning of Article 83.7 GDPR
does not define;
- It follows from the settled case law of the Court of Justice that the concept of “public authorities and
public bodies ”in Article 83.7 GDPR is an autonomous EU law concept, that account
taking into account the context of that provision and the purpose of the GDPR;
that since Article 83.7 GDPR concerns an exceptional provision, the government concept here
in particular, must be interpreted restrictively;
- the term “public authorities and public bodies” in article 83.7 GDPR is certainly not the case
can be broadly explained that it is also private law legal persons who have a task of
to perform in the public interest, such as free educational institutions;
- give a broad interpretation to Article 221, § 2, Contradictory Data Protection Act
would be with, on the one hand, the express will of the Belgian legislator to schools not free
to impose administrative fines and, on the other hand, the restrictive interpretation of that article
83.7 GDPR as an exception;
- also Article 221, § 2, Data Protection Act must therefore be interpreted as free
educational institutions are not exempt from administrative fines for violations of the
GDPR.
B. Administrative Fine
52. The fact that the defendant as a subsidized independent educational institution qualifies for
imposing an administrative fine will lead the Dispute Chamber to the
enforce an administrative fine. This sanction does not extend to one made
violation, but with a view to vigorous enforcement of the rules of
the GDPR. After all, as is clear from Recital 148 GDPR, the GDPR puts first and foremost that with every
serious infringement - including when an infringement is first established - penalties, including
administrative fines are imposed in addition to or instead of appropriate measures. 26
26 Recital 148 states: “With a view to more vigorous enforcement of the rules of this Regulation, penalties,
including administrative fines, to be imposed for any breach of the Regulation, in addition to or instead of
appropriate measures imposed by the supervisory authorities under this Regulation. If it comes
for a minor infringement or if the foreseeable fine would cause a disproportionate burden on a natural person,
instead of a fine, a reprimand can be chosen. However, the decision on the substance 36/2021 - 19/21 should be taken into account
In the following, the Disputes Chamber shows that the violations committed by the defendant on Article
5.1 c), Article 6.1 and Article 8 GDPR in no way concern minor infringements, nor that the fine
would cause a disproportionate burden to a natural person as referred to in Recital 148
GDPR, where a fine can be waived in either case. The
The Disputes Chamber imposes the administrative fine in application of Article 58.2 i) GDPR. It
The instrument of administrative fine is by no means intended to end infringements. To that end
the GDPR and the WOG provide for a number of corrective measures, including the orders
referred to in Article 100, §1, 8 ° and 9 ° WOG.
27
53. Taking into account article 83 GDPR and the case law of the Marktenhof, the
Disputes Chamber imposing an administrative sanction in concrete terms:
- The seriousness of the infringement: the reasoning below shows the seriousness of the infringement.
- The duration of the breach: since the GDPR came into effect, the survey found “well-being”
which is the subject of the complaint only once.
- The necessary deterrent effect to prevent further infringements.
54. With regard to the nature and seriousness of the infringement (art. 83.2 a) GDPR), the Disputes Chamber emphasizes
that compliance with the principles set out in art. 5 GDPR - in the present case in particular the
lawfulness principle, as well as the principle of data minimization - is essential,
because it concerns fundamental principles of data protection. The Dispute Chamber
considers the defendant's infringement of the principle of legality that is being stated
in art. 6 GDPR as a serious violation. In addition, an infringement is committed on
Article 8 GDPR which aims to offer a special protection to young people, which
thus also constitutes a serious violation.
55. Despite a previous complaint lodged against the defendant in 2016 with the then Commission
for the protection of privacy related to the same survey,
the respondent will do the survey again in 2018. However, the Dispute Chamber does not hold any
take into account the 2016 complaint when determining the administrative fine. First of all
no consequences were linked to the 2016 complaint by the Commission for the
nature, gravity and duration of the infringement, including the intentional nature of the infringement, with measures to mitigate damage,
with the degree of responsibility, or with previous relevant breaches, with the manner in which the breach became known to the
supervisory authority has come up with compliance with the measures taken against the
controller or processor, with affiliation to a code of conduct and any other aggravating or
mitigating factors. Imposing penalties, including administrative fines, should be subject to
appropriate procedural safeguards in accordance with general principles of Union law and the Charter, including a
effective remedy and due process. [own underlining]
27 Brussels Court of Appeal (Marktenhof section), Verreydt N.V. t. GBA, Judgment 2020/1471 of 19 February 2020. Decision on the merits 36/2021 - 20/21
protection of privacy and was not yet subject to the GDPR at that time
application.
56. In determining the administrative fine, the Disputes Chamber does take into account the
the fact that the defendant states that it is willing and has already made efforts to provide
in a survey that in the future may be conducted in anonymous form, provided the defendant
takes the necessary measures to ensure its anonymity (as set out in
marginal nos. 39-40 of decision on the merits 31/2020 of June 16, 2020). In addition, the
When determining the amount of the fine, the Disputes Chamber takes into account that this is the case
to be an educational institution, not for profit.
57. An important element in determining the amount of the fine is also the fact that to
following the judgment of the Marktenhof dated November 18, 2020, the infringements single article
5.1 c), Article 6.1 and Article 8 GDPR, and not also Article 5.1. a), Article 12.1. and Article 13
GDPR. This leads the Disputes Chamber to reconsider the fine and reduce it to € 1000.00.
58. The totality of the elements set out above justifies an effective,
proportionate and dissuasive sanction as referred to in art. 83 GDPR, taking into account the therein
certain assessment criteria. The Disputes Chamber points out that the other criteria of art. 83.2.
GDPR in this case are not such as to lead to an administrative fine other than that
which the Disputes Chamber has determined in the context of this decision.
C. Publication of the decision
59. Considering the importance of transparency with regard to the decision-making of the
Disputes Chamber, this decision will be published on the GBA website. However, it is
does not require that the identification data of the parties be directly
announced. Decision on the merits 36/2021 - 21/21
FOR THESE REASONS,
the Dispute Chamber of the Data Protection Authority, after deliberation, will decide for her
to review decision 31/2020 of June 16, 2020 and to review the defendant pursuant to art. 100, §1, 13 ° WOG
and art. 101 WOG to impose an administrative fine of € 1,000.00 for the infringement of
article 5.1. c), Article 6.1. and Article 8 GDPR.
On the basis of Article 108, §1 WOG, an appeal can be lodged against this decision within
a period of thirty days from the notification at the Marktenhof, with the
Data protection authority as defendant.
(get.) Hielke Hijmans
Chairman of the Disputes Chamber
