Article 70 GDPR: Difference between revisions
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====Article 70(1)==== | ====Article 70(1)==== | ||
'''Article 70(1)(a) and (t)''' | |||
Articles 70(1)(a) and (t) GDPR grant the EDPB an important and new role regarding the GDPRs consistency mechanism. | Articles 70(1)(a) and (t) GDPR grant the EDPB an important and new role regarding the GDPRs consistency mechanism. | ||
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The EDPB adopted its first binding decision under the Article 65 dispute resolution procedure on 9 November 2020 on a draft decision by the Irish DPA concerning a data breach by Twitter, which DPAs in Austria, Denmark, France, Germany, Hungary, Italy and Spain had objected to. The DPA asked the Irish DPA to re-assess the elements it relied upon to calculate the fine to be imposed on twitter, and to amend its draft decision by increasing this fine in order to ensure it fulfils its purpose as a corrective measure. | The EDPB adopted its first binding decision under the Article 65 dispute resolution procedure on 9 November 2020 on a draft decision by the Irish DPA concerning a data breach by Twitter, which DPAs in Austria, Denmark, France, Germany, Hungary, Italy and Spain had objected to. The DPA asked the Irish DPA to re-assess the elements it relied upon to calculate the fine to be imposed on twitter, and to amend its draft decision by increasing this fine in order to ensure it fulfils its purpose as a corrective measure. | ||
'''Article 70(1)(b)''' | |||
Article 70(1)(b) states that the Commission may consult the EDPB on any issue regarding data protection in the Union. This provision is similar to that at Article 42 EUDPR, which states the Commission may consult either: (1) the EDPS, in relation to legislative proposals or drafts implementing measures impacting data protection, or (2), both the EDPS and EDPB jointly, where such proposals are of particular importance. On 13 May 2019, the Commission submitted its first request for a joint opinion of this kind on the draft Implementation Decision on eHealth. The EDPB and EDPS have also submitted joint advice to the European Parliament, although the GDPR does not specifically provide for this. | Article 70(1)(b) states that the Commission may consult the EDPB on any issue regarding data protection in the Union. This provision is similar to that at Article 42 EUDPR, which states the Commission may consult either: (1) the EDPS, in relation to legislative proposals or drafts implementing measures impacting data protection, or (2), both the EDPS and EDPB jointly, where such proposals are of particular importance. On 13 May 2019, the Commission submitted its first request for a joint opinion of this kind on the draft Implementation Decision on eHealth. The EDPB and EDPS have also submitted joint advice to the European Parliament, although the GDPR does not specifically provide for this. | ||
'''Articles 71(e)-(j)''' | |||
Under Article 70(1)(e), the EDPB must examine – either on its own initiative or in response a request from a member or the Commission - questions covering the GDPRs application, as well as issue guidelines, recommendations, and best practices. Articles 70(1)(f)-(j) specify areas in which these should be issued, namely: profiling; data breaches and the risk to data subject rights and freedoms; binding corporate rules; and data transfers. | Under Article 70(1)(e), the EDPB must examine – either on its own initiative or in response a request from a member or the Commission - questions covering the GDPRs application, as well as issue guidelines, recommendations, and best practices. Articles 70(1)(f)-(j) specify areas in which these should be issued, namely: profiling; data breaches and the risk to data subject rights and freedoms; binding corporate rules; and data transfers. | ||
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The fact that Article 70(1)(l) only requires the EDPB to review the practical application of guidelines, recommendations, and best practices referred to in Article 70(1)(e) and (f) was an editorial error; this obligation applies to all guidance issued by the board. | The fact that Article 70(1)(l) only requires the EDPB to review the practical application of guidelines, recommendations, and best practices referred to in Article 70(1)(e) and (f) was an editorial error; this obligation applies to all guidance issued by the board. | ||
'''Article 70(1)(n) to (q)''' | |||
Under Article 70(1)(n) to (q) outline the EDPB’s responsibilities regarding the drawing up of codes of conduct, and the accreditation of certification bodies pursuant to Articles 40-41 GDPR and Articles 42-43 GDPR, respectively. | Under Article 70(1)(n) to (q) outline the EDPB’s responsibilities regarding the drawing up of codes of conduct, and the accreditation of certification bodies pursuant to Articles 40-41 GDPR and Articles 42-43 GDPR, respectively. |
Revision as of 13:10, 6 August 2021
Legal Text
1. The Board shall ensure the consistent application of this Regulation. To that end, the Board shall, on its own initiative or, where relevant, at the request of the Commission, in particular:
- (a) monitor and ensure the correct application of this Regulation in the cases provided for in Articles 64 and 65 without prejudice to the tasks of national supervisory authorities;
- (b) advise the Commission on any issue related to the protection of personal data in the Union, including on any proposed amendment of this Regulation;
- (c) advise the Commission on the format and procedures for the exchange of information between controllers, processors and supervisory authorities for binding corporate rules;
- (d) issue guidelines, recommendations, and best practices on procedures for erasing links, copies or replications of personal data from publicly available communication services as referred to in Article 17(2);
- (e) examine, on its own initiative, on request of one of its members or on request of the Commission, any question covering the application of this Regulation and issue guidelines, recommendations and best practices in order to encourage consistent application of this Regulation;
- (f) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for further specifying the criteria and conditions for decisions based on profiling pursuant to Article 22(2);
- (g) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for establishing the personal data breaches and determining the undue delay referred to in Article 33(1) and (2) and for the particular circumstances in which a controller or a processor is required to notify the personal data breach;
- (h) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph as to the circumstances in which a personal data breach is likely to result in a high risk to the rights and freedoms of the natural persons referred to in Article 34(1).
- (i) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for the purpose of further specifying the criteria and requirements for personal data transfers based on binding corporate rules adhered to by controllers and binding corporate rules adhered to by processors and on further necessary requirements to ensure the protection of personal data of the data subjects concerned referred to in Article 47;
- (j) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for the purpose of further specifying the criteria and requirements for the personal data transfers on the basis of Article 49(1);
- (k) draw up guidelines for supervisory authorities concerning the application of measures referred to in Article 58(1), (2) and (3) and the setting of administrative fines pursuant to Article 83;
- (l) review the practical application of the guidelines, recommendations and best practices referred to in points (e) and (f);
- (m) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for establishing common procedures for reporting by natural persons of infringements of this Regulation pursuant to Article 54(2);
- (n) encourage the drawing-up of codes of conduct and the establishment of data protection certification mechanisms and data protection seals and marks pursuant to Articles 40 and 42;
- (o) carry out the accreditation of certification bodies and its periodic review pursuant to Article 43 and maintain a public register of accredited bodies pursuant to Article 43(6) and of the accredited controllers or processors established in third countries pursuant to Article 42(7);
- (p) specify the requirements referred to in Article 43(3) with a view to the accreditation of certification bodies under Article 42;
- (q) provide the Commission with an opinion on the certification requirements referred to in Article 43(8);
- (r) provide the Commission with an opinion on the icons referred to in Article 12(7);
- (s) provide the Commission with an opinion for the assessment of the adequacy of the level of protection in a third country or international organisation, including for the assessment whether a third country, a territory or one or more specified sectors within that third country, or an international organisation no longer ensures an adequate level of protection. To that end, the Commission shall provide the Board with all necessary documentation, including correspondence with the government of the third country, with regard to that third country, territory or specified sector, or with the international organisation.
- (t) issue opinions on draft decisions of supervisory authorities pursuant to the consistency mechanism referred to in Article 64(1), on matters submitted pursuant to Article 64(2) and to issue binding decisions pursuant to Article 65, including in cases referred to in Article 66;
- (u) promote the cooperation and the effective bilateral and multilateral exchange of information and best practices between the supervisory authorities;
- (v) promote common training programmes and facilitate personnel exchanges between the supervisory authorities and, where appropriate, with the supervisory authorities of third countries or with international organisations;
- (w) promote the exchange of knowledge and documentation on data protection legislation and practice with data protection supervisory authorities worldwide.
- (x) issue opinions on codes of conduct drawn up at Union level pursuant to Article 40(9); and
- (y) maintain a publicly accessible electronic register of decisions taken by supervisory authorities and courts on issues handled in the consistency mechanism.
2. Where the Commission requests advice from the Board, it may indicate a time limit, taking into account the urgency of the matter.
3. The Board shall forward its opinions, guidelines, recommendations, and best practices to the Commission and to the committee referred to in Article 93 and make them public.
4. The Board shall, where appropriate, consult interested parties and give them the opportunity to comment within a reasonable period. The Board shall, without prejudice to Article 76, make the results of the consultation procedure publicly available.
8. By derogation from paragraph 7, where a complaint is dismissed or rejected, the supervisory authority with which the complaint was lodged shall adopt the decision and notify it to the complainant and shall inform the controller thereof.
9. Where the lead supervisory authority and the supervisory authorities concerned agree to dismiss or reject parts of a complaint and to act on other parts of that complaint, a separate decision shall be adopted for each of those parts of the matter. The lead supervisory authority shall adopt the decision for the part concerning actions in relation to the controller, shall notify it to the main establishment or single establishment of the controller or processor on the territory of its Member State and shall inform the complainant thereof, while the supervisory authority of the complainant shall adopt the decision for the part concerning dismissal or rejection of that complaint, and shall notify it to that complainant and shall inform the controller or processor thereof.
10. After being notified of the decision of the lead supervisory authority pursuant to paragraphs 7 and 9, the controller or processor shall take the necessary measures to ensure compliance with the decision as regards processing activities in the context of all its establishments in the Union. The controller or processor shall notify the measures taken for complying with the decision to the lead supervisory authority, which shall inform the other supervisory authorities concerned.
11. Where, in exceptional circumstances, a supervisory authority concerned has reasons to consider that there is an urgent need to act in order to protect the interests of data subjects, the urgency procedure referred to in Article 66 shall apply.
12. The lead supervisory authority and the other supervisory authorities concerned shall supply the information required under this Article to each other by electronic means, using a standardised format.
Relevant Recitals
In order to enhance transparency and compliance with this Regulation, the establishment of certification mechanisms and data protection seals and marks should be encouraged, allowing data subjects to quickly assess the level of data protection of relevant products and services.
Where the processing of personal data takes place in the context of the activities of an establishment of a controller or a processor in the Union and the controller or processor is established in more than one Member State, or where processing taking place in the context of the activities of a single establishment of a controller or processor in the Union substantially affects or is likely to substantially affect data subjects in more than one Member State, the supervisory authority for the main establishment of the controller or processor or for the single establishment of the controller or processor should act as lead authority. It should cooperate with the other authorities concerned, because the controller or processor has an establishment on the territory of their Member State, because data subjects residing on their territory are substantially affected, or because a complaint has been lodged with them. Also where a data subject not residing in that Member State has lodged a complaint, the supervisory authority with which such complaint has been lodged should also be a supervisory authority concerned. Within its tasks to issue guidelines on any question covering the application of this Regulation, the Board should be able to issue guidelines in particular on the criteria to be taken into account in order to ascertain whether the processing in question substantially affects data subjects in more than one Member State and on what constitutes a relevant and reasoned objection.
In applying the consistency mechanism, the Board should, within a determined period of time, issue an opinion, if a majority of its members so decides or if so requested by any supervisory authority concerned or the Commission. The Board should also be empowered to adopt legally binding decisions where there are disputes between supervisory authorities. For that purpose, it should issue, in principle by a two-thirds majority of its members, legally binding decisions in clearly specified cases where there are conflicting views among supervisory authorities, in particular in the cooperation mechanism between the lead supervisory authority and supervisory authorities concerned on the merits of the case, in particular whether there is an infringement of this Regulation.
In order to promote the consistent application of this Regulation, the Board should be set up as an independent body of the Union. To fulfil its objectives, the Board should have legal personality. The Board should be represented by its Chair. It should replace the Working Party on the Protection of Individuals with Regard to the Processing of Personal Data established by Directive 95/46/EC. It should consist of the head of a supervisory authority of each Member State and the European Data Protection Supervisor or their respective representatives. The Commission should participate in the Board’s activities without voting rights and the European Data Protection Supervisor should have specific voting rights. The Board should contribute to the consistent application of this Regulation throughout the Union, including by advising the Commission, in particular on the level of protection in third countries or international organisations, and promoting cooperation of the supervisory authorities throughout the Union. The Board should act independently when performing its tasks
Commentary
Article 70(1)
Article 70(1)(a) and (t)
Articles 70(1)(a) and (t) GDPR grant the EDPB an important and new role regarding the GDPRs consistency mechanism.
In particular, the EDPB is required to issue: opinions on draft measures by supervisory authorities under the consistency mechanism (Article 64(1) GDPR); opinions on matters of general application, or producing effects in more than one member state, in particular where a competent supervisory authority does not comply with obligations for mutual assistance (Article 64(2) GDPR); binding decisions under the dispute resolution procedure (Article 65 GDPR); and binding decisions where a supervisory authority has adopted provisional measures under the urgency procedure and considers a need for definitive action (Article 66 GDPR).
The EDPB adopted its first binding decision under the Article 65 dispute resolution procedure on 9 November 2020 on a draft decision by the Irish DPA concerning a data breach by Twitter, which DPAs in Austria, Denmark, France, Germany, Hungary, Italy and Spain had objected to. The DPA asked the Irish DPA to re-assess the elements it relied upon to calculate the fine to be imposed on twitter, and to amend its draft decision by increasing this fine in order to ensure it fulfils its purpose as a corrective measure.
Article 70(1)(b)
Article 70(1)(b) states that the Commission may consult the EDPB on any issue regarding data protection in the Union. This provision is similar to that at Article 42 EUDPR, which states the Commission may consult either: (1) the EDPS, in relation to legislative proposals or drafts implementing measures impacting data protection, or (2), both the EDPS and EDPB jointly, where such proposals are of particular importance. On 13 May 2019, the Commission submitted its first request for a joint opinion of this kind on the draft Implementation Decision on eHealth. The EDPB and EDPS have also submitted joint advice to the European Parliament, although the GDPR does not specifically provide for this.
Articles 71(e)-(j)
Under Article 70(1)(e), the EDPB must examine – either on its own initiative or in response a request from a member or the Commission - questions covering the GDPRs application, as well as issue guidelines, recommendations, and best practices. Articles 70(1)(f)-(j) specify areas in which these should be issued, namely: profiling; data breaches and the risk to data subject rights and freedoms; binding corporate rules; and data transfers.
As Schiedermair emphasizes, these guidelines are an “important building block in the effort to gradually dismantle” the varied enforcement of data protection law by member states.
The Meijers Committee - an independent group researching and advising on privacy law – has highlighted the potential risks of soft law instruments such as these guidelines, recommendations, and best practices, which are in practice often treated as law. Soft law can consequently have legal effects, which means it requires a specific legal basis. Moreover, soft law may lack “safeguards, transparency and the involvement of democratically chosen bodies or interested citizens or organizations associated.” Docksey notes that the EDPB’s competence to issue guidelines, recommendations, and best practices under Article 70s largely avoids these risks. Importantly, the EDPB has a clear statutory mandate, to “ensure the consistent application” of the GDPR (Article 70(1) GDPR). Article 70(4) GDPR also requires the EDPB, “where appropriate”, to consult interested stakeholders and provide them with the opportunity to comment, and the results of this consultation must be made public.
The fact that Article 70(1)(l) only requires the EDPB to review the practical application of guidelines, recommendations, and best practices referred to in Article 70(1)(e) and (f) was an editorial error; this obligation applies to all guidance issued by the board.
Article 70(1)(n) to (q)
Under Article 70(1)(n) to (q) outline the EDPB’s responsibilities regarding the drawing up of codes of conduct, and the accreditation of certification bodies pursuant to Articles 40-41 GDPR and Articles 42-43 GDPR, respectively.
Encourage drawing up of codes of conduct and the establishment of data protection certification mechanisms and data protection seals and marks pursuant to Articles 40 and 42.
On certification, the EDPB must encourage the creation of codes of conduct on certification mechanisms (Article 70(1)(n) GDPR), as well as actually accredit the certification bodies, regularly review them, and keep a public register (Article 70(1)(n) GDPR). Schiedermair points out that the latter requirement conflicts with the wording of Article 43(1) GDPR, which only requires national supervisory authorities to carry out accreditation. She concludes Article 70(1)(n) GDPR thus contains an editorial error; the EDPB is merely required to review accreditation decisions by national supervisory authorities.
Article 70(4)
Article 70(4) GDPR requires the EDPB, where appropriate, to consult interested groups and provide them with the opportunity to comment. Interested groups may include data protection experts from science and practice, interested groups may also include any other groups active regarding data protection issues. In practice, the EDPB conducts consultations ex ante, by hosting workshops and ‘fablabs,’ and ex post, by providing stakeholders the opportunity to comment on draft guidelines.
Decisions
→ You can find all related decisions in Category:Article 70 GDPR