Article 66 GDPR: Difference between revisions

From GDPRhub
Line 223: Line 223:
Articles 61(8) and 62(7) make an explicit reference to the obligation to ask for an urgent decision from the EDPB where the deadline for mutual assistance or joint operation is not met.
Articles 61(8) and 62(7) make an explicit reference to the obligation to ask for an urgent decision from the EDPB where the deadline for mutual assistance or joint operation is not met.


On 12 July 2021, the EDPB adopted an urgent binding decision under Article 66 GDPR, at the request of the Hamburg SA which adopted provisional measures under Article 66(1) GDPR, based on its consideration that the circumstances were exceptional and there was an urgent need to act to protect the rights and freedoms of data subjects.<ref>EDPB, Urgent Binding Decision 01/2021 on the request under Article 66(2) GDPR from the Hamburg (German) Supervisory Authority for ordering the adoption of final measures regarding Facebook Ireland Limited, 12 July 2021, available [https://edpb.europa.eu/system/files/2021-07/edpb_urgentbindingdecision_20210712_requesthh_fbireland_en.pdf here]. </ref>  
On 12 July 2021, the EDPB adopted an urgent binding decision under Article 66 GDPR, at the request of the Hamburg SA which adopted provisional measures under Article 66(1) GDPR, based on its consideration that the circumstances were exceptional and there was an urgent need to act to protect the rights and freedoms of data subjects.<ref>EDPB, 12 July 2021, Urgent Binding Decision 01/2021 on the request under Article 66(2) GDPR from the Hamburg (German) Supervisory Authority for ordering the adoption of final measures regarding Facebook Ireland Limited (available [https://edpb.europa.eu/system/files/2021-07/edpb_urgentbindingdecision_20210712_requesthh_fbireland_en.pdf here]). </ref>  


The Hamburg SA considered that the urgency requirement was presumed, as specifically stated by Article 61(8) GDPR. However, the Hamburg SA had made some specific requests through the IMI system by using, in particular, the VMA channel (Voluntary Mutual Assistance). According to the interpretation provided by the EDPB, "''Unlike formal [[Article 61 GDPR]] requests, the SA receiving a VMA request does not have a legal obligation to answer to that request''".<ref>See § 177 of the EDPB urgent decision.</ref> Therefore, the EDPB considered that the urgency was not established considering that the Hamburg SA "''did not formally launch an [[Article 61 GDPR]] request in the IMI system to the LSA, but merely sent a letter replying to the VMA request flow initiated by the IE SA".'' Furthermore, the urgency needed to be demonstrated under Article 66(2) GDPR, which could not be done in the present case.<ref>See §§ 180, 181 and 196 of the EDPB urgent decision</ref>
The Hamburg SA considered that the urgency requirement was presumed, as specifically stated by Article 61(8) GDPR. However, the Hamburg SA had made some specific requests through the IMI system by using, in particular, the VMA channel (Voluntary Mutual Assistance). According to the interpretation provided by the EDPB, "''Unlike formal [[Article 61 GDPR]] requests, the SA receiving a VMA request does not have a legal obligation to answer to that request''".<ref>EDPB, 12 July 2021, Urgent Binding Decision 01/2021 on the request under Article 66(2) GDPR from the Hamburg (German) Supervisory Authority for ordering the adoption of final measures regarding Facebook Ireland Limited, margin number 177 (available [https://edpb.europa.eu/system/files/2021-07/edpb_urgentbindingdecision_20210712_requesthh_fbireland_en.pdf here]).</ref> Therefore, the EDPB considered that the urgency was not established considering that the Hamburg SA "''did not formally launch an [[Article 61 GDPR]] request in the IMI system to the LSA, but merely sent a letter replying to the VMA request flow initiated by the IE SA".'' Furthermore, the urgency needed to be demonstrated under Article 66(2) GDPR, which could not be done in the present case.<ref>EDPB, 12 July 2021, Urgent Binding Decision 01/2021 on the request under Article 66(2) GDPR from the Hamburg (German) Supervisory Authority for ordering the adoption of final measures regarding Facebook Ireland Limited, margin numbers 180, 181, 196 (available [https://edpb.europa.eu/system/files/2021-07/edpb_urgentbindingdecision_20210712_requesthh_fbireland_en.pdf here]).</ref>
=== (3) Adoption of a Final Decision of the EDPB Without Provisional Measures ===
=== (3) Adoption of a Final Decision of the EDPB Without Provisional Measures ===
Besides the case where a SA is asking the EPDB to adopt a final decision after a provisional measure, Article 66(3) opens this possibility for any SA to request an urgent opinion or urgent binding decision, ''“where a competent authority has not taken any appropriate measure in a situation where there is an urgent need to act, in order to protect the rights and freedoms of data subjects”''.
Besides the case where a SA is asking the EPDB to adopt a final decision after a provisional measure, Article 66(3) opens this possibility for any SA to request an urgent opinion or urgent binding decision, ''“where a competent authority has not taken any appropriate measure in a situation where there is an urgent need to act, in order to protect the rights and freedoms of data subjects”''.


As acknowledged by the Advocate General BOBEK, the two mechanisms of Articles 61 and 66 of the GDPR on the one hand, and Articles 64 and 65 of the GDPR on the other hand, ''“are somewhat cumbersome. Their actual functioning is not always crystal clear. Therefore, if on paper the abovementioned provisions seem to avoid those problems, only the future application of those provisions will tell whether, in practice, those provisions may turn out to be ‘paper tigers’”''. <ref>Opinion of the Advocate General Bobek on Case C-645/19, §112, available [https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A62019CC0645 here].</ref>  
As acknowledged by the Advocate General BOBEK, the two mechanisms of Articles 61 and 66 of the GDPR on the one hand, and Articles 64 and 65 of the GDPR on the other hand, ''“are somewhat cumbersome. Their actual functioning is not always crystal clear. Therefore, if on paper the abovementioned provisions seem to avoid those problems, only the future application of those provisions will tell whether, in practice, those provisions may turn out to be ‘paper tigers’”''. <ref>Opinion of the Advocate General Bobek on Case C-645/19, margin number 112 (available [https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A62019CC0645 here]).</ref>  


Notwithstanding the above, we can surely expect to see interesting developments in the application of this provision, having seen the inaction (or at least the very slow action) of some LSAs in charge of supervising big actors. The procedure under Article 66 allows to protect the interests of the individuals and to force these SAs to act.
Notwithstanding the above, we can surely expect to see interesting developments in the application of this provision, having seen the inaction (or at least the very slow action) of some LSAs in charge of supervising big actors. The procedure under Article 66 allows to protect the interests of the individuals and to force these SAs to act.

Revision as of 14:07, 26 August 2021

Article 66 - Urgency procedure
Gdpricon.png
Chapter 10: Delegated and implementing acts

Legal Text


Article 66 - Urgency procedure


1. In exceptional circumstances, where a supervisory authority concerned considers that there is an urgent need to act in order to protect the rights and freedoms of data subjects, it may, by way of derogation from the consistency mechanism referred to in Articles 63, 64 and 65 or the procedure referred to in Article 60, immediately adopt provisional measures intended to produce legal effects on its own territory with a specified period of validity which shall not exceed three months. The supervisory authority shall, without delay, communicate those measures and the reasons for adopting them to the other supervisory authorities concerned, to the Board and to the Commission.

2. Where a supervisory authority has taken a measure pursuant to paragraph 1 and considers that final measures need urgently be adopted, it may request an urgent opinion or an urgent binding decision from the Board, giving reasons for requesting such opinion or decision.

3. Any supervisory authority may request an urgent opinion or an urgent binding decision, as the case may be, from the Board where a competent supervisory authority has not taken an appropriate measure in a situation where there is an urgent need to act, in order to protect the rights and freedoms of data subjects, giving reasons for requesting such opinion or decision, including for the urgent need to act.

4. By derogation from Article 64(3) and Article 65(2), an urgent opinion or an urgent binding decision referred to in paragraphs 2 and 3 of this Article shall be adopted within two weeks by simple majority of the members of the Board.

Relevant Recitals

Recital 137: Provisional Measures
There may be an urgent need to act in order to protect the rights and freedoms of data subjects, in particular when the danger exists that the enforcement of a right of a data subject could be considerably impeded. A supervisory authority should therefore be able to adopt duly justified provisional measures on its territory with a specified period of validity which should not exceed three months.

Recital 138: Urgency Procedure
The application of such mechanism should be a condition for the lawfulness of a measure intended to produce legal effects by a supervisory authority in those cases where its application is mandatory. In other cases of cross-border relevance, the cooperation mechanism between the lead supervisory authority and supervisory authorities concerned should be applied and mutual assistance and joint operations might be carried out between the supervisory authorities concerned on a bilateral or multilateral basis without triggering the consistency mechanism.

Commentary

(1) Adoption of Provisional Measures

On the condition that the three strict requirements mentioned in Article 66(1) are met (exceptional circumstances, urgent need to act and protection of the rights and freedoms of data subjects), a supervisory authority ('SA') can adopt a measure which is limited to its territory and the duration of which cannot be longer than 3 months.[1] Such a SA can of course be a concerned SA (SA), but also the lead supervisory authority (LSA), if the latest considers that the measure should be adopted urgently without going through the cooperation mechanism.

This decision should be communicated to the Commission and the EDPB, but also to the “other SAs concerned”, together with the reasons for adopting such measures.

However, the provision does not say to who the decision should be addressed if there is no establishment or representative of the controller on the territory of the SA where the measure is imposed.

The GDPR foresees two cases where the urgency is presumed to be met, namely when an SA does not answer within one month to a request for mutual assistance (Article 61(8) GDPR) or to a request of joint operations (Article 62(7) GDPR).

Situations in which the urgency of the measures is presumed may cover, for example, cases where an SAC is potentially faced with persistent inertia from the LSA in charge.[2]

Article 66 is one of the exceptions to the cooperation (“one-stop-shop”) mechanism under Article 56 and 60 GDPR and should be used, as stated by the first part of this provision, “in exceptional circumstances”.[3]

(2) Adoption of a Final Decision after Provisional Measures

When the SA having adopted the provisional measure under Article 66(1) considers that a final decision should be adopted, it should refer the matter to the EDPB, which shall adopt an urgent opinion or urgent decision.

The reasons for asking such an urgent opinion or decision should obviously be mentioned by the requesting SA.

It is not clear what kind of urgent opinion the SA could ask the EDPB to adopt: while one can understand that a decision implying a coercive measure can be adopted by a SA, it is not clear what kind of urgent opinion the EDPB could adopt, having a look in particular to the list of opinions that the EDPB should adopt under Article 64 GDPR.

Articles 61(8) and 62(7) make an explicit reference to the obligation to ask for an urgent decision from the EDPB where the deadline for mutual assistance or joint operation is not met.

On 12 July 2021, the EDPB adopted an urgent binding decision under Article 66 GDPR, at the request of the Hamburg SA which adopted provisional measures under Article 66(1) GDPR, based on its consideration that the circumstances were exceptional and there was an urgent need to act to protect the rights and freedoms of data subjects.[4]

The Hamburg SA considered that the urgency requirement was presumed, as specifically stated by Article 61(8) GDPR. However, the Hamburg SA had made some specific requests through the IMI system by using, in particular, the VMA channel (Voluntary Mutual Assistance). According to the interpretation provided by the EDPB, "Unlike formal Article 61 GDPR requests, the SA receiving a VMA request does not have a legal obligation to answer to that request".[5] Therefore, the EDPB considered that the urgency was not established considering that the Hamburg SA "did not formally launch an Article 61 GDPR request in the IMI system to the LSA, but merely sent a letter replying to the VMA request flow initiated by the IE SA". Furthermore, the urgency needed to be demonstrated under Article 66(2) GDPR, which could not be done in the present case.[6]

(3) Adoption of a Final Decision of the EDPB Without Provisional Measures

Besides the case where a SA is asking the EPDB to adopt a final decision after a provisional measure, Article 66(3) opens this possibility for any SA to request an urgent opinion or urgent binding decision, “where a competent authority has not taken any appropriate measure in a situation where there is an urgent need to act, in order to protect the rights and freedoms of data subjects”.

As acknowledged by the Advocate General BOBEK, the two mechanisms of Articles 61 and 66 of the GDPR on the one hand, and Articles 64 and 65 of the GDPR on the other hand, “are somewhat cumbersome. Their actual functioning is not always crystal clear. Therefore, if on paper the abovementioned provisions seem to avoid those problems, only the future application of those provisions will tell whether, in practice, those provisions may turn out to be ‘paper tigers’”[7]

Notwithstanding the above, we can surely expect to see interesting developments in the application of this provision, having seen the inaction (or at least the very slow action) of some LSAs in charge of supervising big actors. The procedure under Article 66 allows to protect the interests of the individuals and to force these SAs to act.

(4) Procedure

As a derogation to the “regular” procedure to be followed to adopt opinion and decisions under Article 64 (3) and 65 (2) GDPR, the deadline for the EDPB to adopt the decision or opinion shall be reduced to two weeks, and a simple majority will be needed (instead of a 2/3 majority in the cases of Article 65(2) GDPR).

It remains to be seen how the EDPB will be able to deal with multiple cases, should the SA decide to use the possibility offered to them under Article 66.

Decisions

→ You can find all related decisions in Category:Article 66 GDPR

References

  1. See e.g., Guarante, 22 January 2021, TikTok, Case 9524194 (available here).
  2. Opinion of the Advocate General Bobek on Case C-645/19, margin number 135 (available here).
  3. CJEU, 15 June 2021, Facebook Ireland, C-645/19, margin number 59 (available here).
  4. EDPB, 12 July 2021, Urgent Binding Decision 01/2021 on the request under Article 66(2) GDPR from the Hamburg (German) Supervisory Authority for ordering the adoption of final measures regarding Facebook Ireland Limited (available here).
  5. EDPB, 12 July 2021, Urgent Binding Decision 01/2021 on the request under Article 66(2) GDPR from the Hamburg (German) Supervisory Authority for ordering the adoption of final measures regarding Facebook Ireland Limited, margin number 177 (available here).
  6. EDPB, 12 July 2021, Urgent Binding Decision 01/2021 on the request under Article 66(2) GDPR from the Hamburg (German) Supervisory Authority for ordering the adoption of final measures regarding Facebook Ireland Limited, margin numbers 180, 181, 196 (available here).
  7. Opinion of the Advocate General Bobek on Case C-645/19, margin number 112 (available here).